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THE RENAISSANCE OF METAPHORICAL THINKING: THE FOUNDATIONS OF THE SECOND GENERATION OF COGNTIVE CULTURAL LINGUISTICS |
| INTRODUCTION |
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There are two ways of doing cognitive linguistics. They are referred to as the first and second generation of the cognitive sciences. The first emerged from the Hixon Symposium after the Second World War. Scholars from different disciplines met at the California Institute of Technology to discuss the implications of a new theory that the human mind functions as a computer. Some of the noted scientists from psychology, neurology, linguistics, and mathematics discussed their perspectives on this new paradigm. What marked all of these scientists as a group was their belief that the brain is comparable to the computer and what they wanted to discover was the software of the mind, the programs that make humans perform as they do. This paradigm dominated the cognitive sciences for decades. It led to several new disciplines such as computational linguistics, mathematical models of language, mathematical models of the mind, and formal linguistics. These scholars are referred to as the first generation of the cognitive sciences. Their philosophical theories were based on the belief that the mind and the body function independently of each other (the Cartesian Paradigm) and that language is essentially a symbolic code that is refers to state of affairs in the world.. Noam Chomsky even referred to his formal model of language as Cartesian Linguistics (Chomsky, 1966). Thirty years after the creation of the cognitive sciences, a model of language began to emerge. This new model came from the realization that language is largely metaphorical and that metaphor plays a major role in how human beings think (Lakoff and Johnson, 1980). This new approach was called cognitive linguistics, but it was not the same kind of approach to language used by Noam Chomsky and his students at MIT. This new kind of cognitive linguistics was based on the second generation of the cognitive sciences. Its new leaders were interested in how human beings think and the role that language plays in cognition. Fauconnier (1994, 1997) and his colleagues (Fauconnier and Sweetser, 1996; Fauconnier and Turner, 2002) demonstrated that the concept of mental spaces was needed to account for linguistic mappings of counterfactuals. He referred to these as source and target mental spaces. This same model accounted for metaphorical blends in which inputs from two semantic domains (the surgeon and the butcher) were placed in a third mental space where they were blended. The result was a metaphorical expression (The surgeon is a butcher). New structures emerged from these blends that were not present in the original inputs which led Fauconnier and Turner (2002) to investigate the creative nature of these cognitive blends. Language in this new framework is not a formal linguistic code, but a way of organizing concepts. What followed from this new insight was an interdisciplinary conference on metaphor (Ortony, 1996), and new linguistic models by Langacker (1991, 1996) on cognitive grammar. The framework used in this book is based on the paradigm of the second generation of cognitive linguistics, the concept of the embodied mind. Actually, there are two different trends within this new approach to the cognitive sciences. One of them is more concerned with how thought is embodied (Johnson, 1987; Lakoff and Johnson, 1980; Lakoff and N??ez, 2000) whereas the other is concerned with cognitive mappings and blending in the theater of the mind (Fauconnier, 1985, 1997ç Fauconnier and Turner, 2002). Overlapping these two trends is the work of Ronald Langacker (1991; 1997) with his model of cognitive grammar. Before discussing the second generation of cognitive linguistics, it is important to review some of the features that characterize the first generation of the cognitive sciences. |
| THE BRAIN IS THE HARDWARE; LANGUAGE IS THE SOFTWARE |
| In 1948, a very important series of meetings took place at the California Institute of Technology. These meetings mark the first generation of the cognitive sciences. This gathering was known as the Hixon Symposium (Jeffress, 1951) and it brought together researchers from a wide range of disciplines under the auspices of the Hixon Fund to discuss the cerebral functions of behavior. What these researchers had in common was an attempt to provide a new understanding of how human beings perceive the world in the way that they do. John von Neumann provided the metaphor of the brain as a computer. Warren McCulloch added to this analogy by discussing several parallels between the human brain and other logical devices. Karl Lashley challenged the dogma of classical behavioralism with commentary on the problems associated with ordering behavior serially. The problem was that the classical model of behavior could not explain how human beings accomplish tasks that are organized serially. What emerged from this symposium was the belief that higher levels of organization do take place in the mind and that the organization of language plays a significant role in all cerebral activity. As Lashely noted, behavioral sequences have to be planned and organized in advance of the executions. The organization of these sequences includes higher level functions that are responsible for prompting utterances. Hence, it became obvious from those attending this symposium that the human brain contains an overall plan or structure that enables its components to process information independent of specific feedback from the environment. Furthermore, these central brain processes precede and regulate the ways in which an organism orchestrates complex human behavior. Contrary to the tenets of behaviorism, this organization emanates from within the brain. It comes from a central component, the brain, rather than from its peripheral inputs. This new view of the mind was one in which the brain consisted of a composite of interacting systems (Jeffress, 1951: 135). After Lashely gave his presentation on how the mind is organized, the paper by von Neurmann took on added significance. The human brain demonstrated many parallels with computer systems. Both had central processing units; both had interacting subcomponents, both used a special language to organize and orchestrate behavior, and both were logical systems. The latter point was introduced by Warren McCulloch at the symposium and enhanced in later research in conjunction with Walter Pitts, a logician. They demonstrated that the human cell functions in conjunction with other nerve cells in neural networks that can be modeled in terms of logic. These neural systems, they argued, can be seen as logical statements that function within a propositional calculus. This was the same kind of binary logical network that was used in computer machine language. The machine that now dominates the machine metaphor is the computer. This event began at the Hixon Symposium. |
| In 1945, the mathematician John von Neumann demonstrated that although a computer may have a simple, fixed structure, it was able to execute any kind of computation if properly programmed. Why is this important? Why did it matter that a machine was built as a general purpose solver, the same machine controlled for different purposes by different software? It turns out that this phenomenon was unique to the history of mankind. For the first time in human history, machines were not built for a specific purpose. Up until that time, machines were built to perform only one function. However, with the advent of the computer, the machine remained the same and its software converted it into a special purpose devise. Now, why is this event important? Why are cognitive scientists by this? What implications do they so intriguing in being able to use software to program the same hardware and make it function as different machines? The answer is quite simple. Human beings want to understand who they are and how they think. They want to be able to test their ideas on how the mind functions. The computer provides them with that opportunity. It enables them to create theories in the form of computer programs and to simulate them by running them through the computer. The scientists who attended the Hixon Symposium shared this ideal (Jeffress, 1951). . |
| Generations, Computer Languages | Computer Functions | Commentary and Explanations |
| First Generation | (1GL) Machine Languages These are computer programs that consist of binary instruction string (1, 0). | These programs were geared to specific computers and were dependent on the hardware on which they were used. Introduced in the 1940s. |
| Second Generation | (2GL) Assembly Language | Assembler Instead of programming a computer by means of ones and zeros, programmers substituted mnemonics for machine language. It is easier for humans to program with letter combinations than with binary numbers. Assembly language was introduced in the early 1950s. |
| Third Generation | (3GL) Special
Procedural Higher Level Computer Languages - Fortran, Cobol, Basic, Pascal, C, Ada, Visual Basic, C++ |
These higher computer languages were procedural languages designed to function efficiently on certain kinds of tasks. Fortran worked well with mathematical concepts, and Cobol was oriented to business applications. In procedural languages, the software determines what can be done and not the user. Procedural languages consist of a series of procedurals (subprograms or functions or subroutines) that execute when called. Data may be executed locally within a procedure or globally by means of calling procedures used in Fortran and C language. Pascal is a block-structured procedural language that employs scope rules and nested block structures for storing and accessing data. C and C++ are object based languages that implement data abstractions and permit object oriented programming. |
| Fourth Generation | (4GL) Non-Procedural Higher Level Computer languages known as 4GL - spreadsheet languages, database languages, decision support systems, statistics, simulation, Mathcad, and presentation graphics. In non-procedural languages, it was the user who determined what is to be done. | The first and most successful of these fourth generation languages was the spreadsheet language. It met with great success in the business community. Database languages were used to program the Viking spacecraft to Mars. Later, it appeared as DB II and was eventually improved into a multi-relational database language. |
| Fifth Generation | (5GL) Natural Language - Visual Basic, knowledge base systems, and AI. | These languages encapsulate many of the functions of natural language and hence play a significant role in artificial intelligence, and knowledge based software. |
| The lower the generational language (GL), the more instructions that the programmer has to write, As one moves to higher GLs, more structure is built into the computer language, the easier it is to implement the program and the quicker it is to learn. This hierarchy from lower to higher generational languages is based on how user friendly such systems are. Fourth generational languages are meant to improve productivity, make computer programming power available to non-programmers and typically feature integrated database management system, report generations, and report generators. Fifth generational languages attempt to mirror natural language abilities (Wexeblat, 1981). |
| WHY METAPHORS ARE IMPORTANT TO COGNTIVE LINGUISTICS |
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Since the time of Aristotle, metaphor was referred to as novel instances of poetic language. This way of looking at language persisted for over two millennia. Metaphor was seen to be a matter of language, not thought. It was argued that everyday language had no metaphor. That was the domain of literal language. This traditional view is wrong. Metaphor is not about language, it is about thought. Metaphors are about how human beings conceptualize their worlds and function within them. Metaphors are about concept and concepts are important because they structure what human beings perceive, how they get around in the world, and how they relate to other people. The generalizations that are captured by metaphor are not in language, but in thought. They have to do with conceptualizing one mental domain with another. They have to do with cross-mappings from one domain to another. Everyday abstract concepts such qas time, states, change, causation, and purpose are metaphorical. Hence, this is why Lakoff and Johnson (1980) have argued that the human conceptual system is largely metaphorical. This is because the way in which human beings think and the way that they act are largely metaphorical. Not surprisingly, human beings communicate through language by means of conceptual systems that are essentially metaphorical. Consider, for example, the conceptual metaphor of the ARGUMENT IS WAR:
The ARGUMENT IS WAR METAPHOR is one that plays a central role in Europeans cultures and it structures the actions that we perform in arguing. The essence of a metaphor is to understand and to experience one kind of conceptual domain in terms of another and these concepts are metaphorically structured. The experiences of war are structured into Arguments
Since the concept of war is metaphorically
structured, then the activity of arguing shares this metaphorical
structure. |
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From Conceptual Metaphor to Metaphorical Linguistic Expressions
Metaphorical Correspondence The structure
of an argument corresponds to the structure of war
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Another conceptual metaphor is TIME IS MONEY
What one finds in these analogical expressions is that there are three conceptual metaphors: TIME IS A LIMITED RESOURCE |
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Another conceptual metaphor that Lakoff and Johnson (1980) focus on is the Conduit Metaphor. They cite an article by Michael Reddy (1979) in which Reddy argues that linguistic expressions are containers for meanings. This is not a new metaphor. It can be found in numerous textbooks on language by European scholars and many of them cite the introduction of the railroad as the basis for this way of looking at language. Railways systems are marked by strategic railway stations where passengers and goods are either allowed to enter into the system of travel or depart from it. One of the most important aspects of the railway system was the delivery of the mail and merchandised goods. These items were put into containers, taken to railway stations, put onto the trains, and delivered to their various destinations. Those at the receiving end would go to the railway station, collect the shipped goods, and open the containers to retrieve the items. It is believed that this is the genesis of the conduit metaphor. What is new about the metaphor, however, is the realization that the conduit metaphor is a conceptual metaphor, one that organizes and directs the way in which people think about communication. Lakoff notes that it was the paper by Reddy (1979) that projected him into a serious investigation of conceptual metaphors. The Conduit Metaphor: WORDS ARE CONTAINERS OF MEANINGS.
The conduit metaphor of WORDS ARE CONTAINERS OF MEANINGS is one of the ruling metaphors behind the first generation of cognitive linguistics (Gardner, 1987). They strongly believed in language as a symbolic system in which words contained meanings. These symbolic systems existed independently of people or the contexts of a situation. Advocates of cognitive linguistics, the second generation of the cognitive sciences, has replaced this metaphor with one known as cognitive blending (Fauconnier and Turner, 2002). More will be said on this new framework later on. |
| ORIENTATIONAL METAPHORS |
| Metaphors of space play an important part in language. These orientational metaphors account for how human beings position themselves in the world. They are metaphors that mark verticality (up and down), symmetry (left and right), horizontalness (front and back), and proximity (near and far). Lakoff and Johnson (1980) have provided some interesting examples of how these orientational metaphors structure emotions, feelings of control, and quantity. |
HAPPY IS UP; SAD IS DOWN
That boosted my spirits
My spirits rose
You are in high spirits today.
That gave me a lift
He is feeling depressed
My spirits sank
I am feeling rather low today
She fell into a depression
CONSCIOUSNESS IS UP; UNCONSCIOUS IS DOWN
Get up
Wake up
I am already up
He rises early in the morning
He fell asleep
He dropped off to sleep
He is under hypnosis
He sank into a coma
He is under anesthesia
HEALTH AND LIFE ARE UP; SICKNESS AND DEATH ARE DOWN
He is at the peak of his health
He is in top shape
He fell ill
He is sinking fast
He came down with the flu
His health is declining
He dropped dead
Lazarus rose from the dead
HAVING CONTROL IS UP; BEING CONTROLLED IS DOWN
He is in control over them
He is on top of the situation
He is our superior
He is in a superior position
He is at the height of his power
He is in the upper echelon
He ranks above me
He is under my control
He fell from power
His power is on the decline
He is my inferior
MORE IS UP; LESS IS DOWN
The prices are going up
The sales are going up
His income rose again
The prices are going down
His income fell
He is underage
Turn the heat down
HIGH STATUS IS UP; LOW STATUS IS DOWN
He has a lofty position
He is going to rise to the top
He is at the peak of his career
He is climbing the corporate ladder
This promotion marks your upward mobility
He is at the bottom of the social hierarchy
She fell in status
GOOD IS UP; BAD IS DOWN
Things are looking up
It was a peak year
He does high quality work
Things are bad; they are going down
VIRTUE IS UP; DEPRAVITY IS DOWN
He is high-minded
He has high standards
He is upright and honorable
He was underhanded
He stooped to doing that
What he did was beneath him
That was low-down behavior
FUTURE EVENTS ARE UP AND AHEAD
What are the upcoming events?
What is coming up next week?
What's up? (= What is happening?)
| All of these metaphors are based on what has been called "the embodied mind." It is based on the assumption that human beings organize and structure thought in terms of their bodily experiences. What this philosophy does is challenge the old Cartesian adage that separates the body from the mind. In embodiment theory, the human mind is in the body and processes information through bodily behavior. This model is enactive; it does not separate the mind from the body. They both participate in the acts of knowledge. What Lakoff and Johnson (1980) are referring to by means of these orientational metaphors is the fact that human beings are organized spatially and participate in a world that reflects their orientation. |
| The Biological Orientation of Human Beings Structure their Concepts of Self | ||
| Parameter | Oppositions | Propensity |
| Verticality |
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Superior is directed towards the head; inferior is directed away from the head. There is a predisposition among humans for superiority. This is the basis for the orientational metaphors of CONSCIOUSNESS IS UP; UNCONSCIOUS IS DOWN and HIGH STATUS IS UP; LOW STATUS IS DOWN. |
| Horizontalness | Anterior Posterior |
Anterior marks a position in front of the body; posterior marks a position behind the body. There is predisposition among humans for anteriority. This is the basis for the orientational metaphor of FUTURE EVENTS ARE UP AND AHEAD |
| Symmetry and Centrality | Lateral | Lateral refers to a side away from the midline. This is the basis for the orientational metaphor of RIGHT IS GOOD; LEFT IS BAD |
| Proximity | Proximal | Distal Proximal is associated with movement towards the torso; distal is associated with movement away from the torso. This is the basis of the orientational metaphor of KNOWN IS NEAR; UNKNOWN IS FAR AWAY |
| The propensity for the mind over the body is associated with the parameter of verticality in which Europeans praise qualities and actions associated with the mind: CONSCIOUSNESS IS UP; UNCONSCIOUS IS DOWN and HIGH STATUS IS UP; LOW STATUS IS DOWN. This predilection for some human qualities over others has been discussed by Robert St. Clair (Giles and St. Clair, 1987). It turns out that orientational metaphors structure the way in which social groups mark others as insiders or outsiders. |
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| TRAITS | IN-GROUP (GOOD) | OUT-GROUP (BAD) |
| Intelligence | People in the in-group are seen as being very smart, highly intelligent, and industrious | People in the out-group are considered to be lacking in these qualities of intelligence. They are called by such names dumb, retarded, cretins, and idiots |
| Agility | People in the in-group are praised for their mental agility | People in the out-group appear to be praised for their agility, but they are only complimented on their physical prowess, |
| Humane | Those who belong to the in-group are seen as real and true human beings | Those assigned to the out-group are deemed to be at the edge of humanity and are accused of acting like animals and savages. They may be even lowered to the stage vermin and other low life |
| Religion | Ever since the Reformation, those in the in-side pride themselves in going to church and being good Protestants | Those relegated to the out-group are accused of having no God. They are called pagans, and heathens |
| Adulthood | Those in power are the adults and so they have defined themselves as being the center of the in-group. Adults know how to behave; they can be trusted | Those who are not adults cannot be trusted; They act like children, babies. Hence, they are members of the out-group. They need adult supervision. |
| Gender | In patriarchal societies only males constitute the in-group. Only males can be trusted to lead. Those who are in the out-group are not real leaders | Weak leaders are not real males, they are effeminate, and they have been emasculated. They act like females. |
| Every culture has its own way of naturalizing human behavior by means of orientational metaphors. Hence, it is time to turn to the concept of the embodied mind and the role that it plays in the cognitive sciences. |
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| THE PHILOSOPHY OF THE EMBODIED MIND |
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As noted earlier, orientational metaphors can be found in all human languages. These metaphors are used by humans to orient themselves and they have much to do with the concept of space. Merleau-Ponty (1964, 1994, and 1998) has developed a whole phenomenological philosophy on how the human body influences and controls how human beings think about philosophy. He is a phenomenologist who was troubled by the Cartesian duality in which the mind and the body functioned as dual system. He argued that philosophers underestimated the significance of the body and its importance to philosophical thought. They are not aware of the role that embodied inheritance plays in the way that human beings think. Perception by means of the body is how human beings come to know the world. Hence, all perception is intrinsically cognitive. Descartes, he noted, was wrong in prioritizing the mental over the physical. Instead of the Cartesian adage of "I think, therefore I am" Merleau-Ponty suggests a different perspective: "I perceive, therefore I am." He argues that "we are our bodies." What he means by this is that there is no meaning which is not embodied, nor is there any matter that is not meaningful (Crossley, 1994). The mind is inseparable from the body. The perceiving mind is an incarnated body (Merleau-Ponty, 1994). Human beings never know things in their totality; what they know is always from the perspective of the body. Space, for example, is not an abstract concept, but one that is always related to the body that is situated in a world. It is always seen from the perspective of the body.
The belief that cognition is a mental representation has been a central tenet of the cognitive sciences. In this framework, the mind is thought to operate by manipulating symbols that represent features of the world (Gardner, 1987). In their work on the Embodied Mind, Francisco Varela and his colleagues (Varela, Thompson, and Rosch, 1991) present a different view of the mind. Cognition, they argued, is not the representation of a predetermined world by a prearranged symbolic mind. What actually happens is an enactment of the world and the mind that are predicated on historical events, personal and social actions that are needed to perform in that world. This being is the world requires an embodiment of the mind. This model is enactive because the mind is present in embodied everyday experiences. The human brain encounters about 20% of signals from the outside world and conjoins this with 80% of old templates, filters, memories, and beliefs about the world.
One may add an object X and explain its logic by means of the container schema. Let X = a pebble; X is in Y and Y is in Z. One may have containers situated in other containers and explain the location of objects within this configuration by means of the spatial logic dictated by the container schema. Terry Regier (1996) has built a computational neural model of a number of image schemas that explains the concept of containment that is central in much of mathematics. The container schema can provide the metaphorical foundations for many mathematical concepts such as CATEGORIES ARE CONTAINERS. A category is a bounded region in space. Objects that are located within a category are its members. Within a category, there may be other bounded regions or subcategories of a larger category. From this Lakoff and N??ez (2000, 44-45) explain some of the basic concepts of logical inference. |
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Source Domain Container Schema Inferences |
Target Domain Category Inference |
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EXCLUDED MIDDLE Every object X is either in Container Schema A or out of Container Schema A. |
EXCLUDED MIDDLE Every entity X is either in category A or out of category A |
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MODUS PONENS Given two Container Schemas A and B and an object X, if A is in B and X is in A, then X is in B. |
MODUS PONENS Given two categories A and B and an entity X, if A is in B and X is in A, then X is in B. |
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HYPOTHETICAL SYLLOGISM Given three Container Schemas A, B, and C, if A is in B and B is in C, then A is in C. |
HYPOTHETICAL SYLLOGISM Given three categories A, B, and C, if A is in B and B is in C, then A is in C. |
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MODUS TOLLENS Given two Container Schemas A and B and an object Y, if A is in B and Y is outside B, then Y is outside A. |
MODUS TOLLENS Given two categories A and B and entity Y, if A is in B and Y is outside B, then Y is outside A. |
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The space-logic of the Container Schema is both perceptual and conceptual in nature. There is a built in logic in the schema that allows mathematicians to create the concept of containment central to mathematics. Metaphor is not a mere embellishment. It is the basic means by which abstract thought is made possible. These abstract thoughts are typically understood in terms of more concrete concepts by means of metaphor. Hence, metaphorical mappings are systematic and not arbitrary. THE MIND IS A MACHINE
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It is interesting to note that Julien Offray de la Mettrie (1961) has often been cited as the strongest proponent of the machine metaphor. His book, L'homme Machine (1748), openly argues that man is a complicated machine . His belief in the machine metaphor is so strong that he admonishes G. W. Leibniz (1954) for advocating a theory of monadology, which has spiritualized matter rather than materialized the soul. This, he notes, is an unintelligible hypothesis. He even attacks Réné Descartes (1637) and all the Cartesians for making the same mistake. They are in error, he adds, because they have taken for granted two distinct substances in man - the body and the soul. But, no one has seen the soul; it is a matter of faith. Consequently, this leaves one to only consider the body, which is a machine. Man, he argues, is therefore a machine. What is significant about this book by de la Mettrie is that it was the first clear statement of the belief that man is a machine.
De la Mettrie began his collegiate career ironically in Paris in the humanities and later studied rhetoric at Caens. He was a born orator who had a passion for poetry. Upon his return to Saint Malo in Brittany, he studied natural philosophy and was to later take the advice of his physician who recommended that he study medicine. De la Mettrie became a celebrated doctor because of his intellectual prowess. Early in his career he adhered to a mechanistic view of the body. Thought, he argued, is but a consequence of the organization of the human machine. His writings on this matter were published in several tomes, one of which is L'homme la machine.
Ontological metaphors are used to comprehend events, actions, activities, and states. However, how these are treated within an ontological metaphor differs. |
Events Conceptualized as objects A race is
an event and is viewed as a discrete entity
For example, "The race began"
Actions Conceptualized as objects Participants in a race (the
container) are substances in a container. For example, "He
is in the race"
Activities Conceptualized as Substances The activity of running
a race is a metaphorical substance and hence is within a container
object. For example, "He could not get out of the race"
States Conceptualized as Containers Various kinds of states may
be conceptualized as containers. When one is in a state of love,
for example, one is contained in that state. In this case, "He
is into racing" refers to a state. The runner is contained
in that space.
Just as a cup of water is a container which has a substance in it (water), so too can ontological metaphors define objects as containers with substances in them. One may put things (substances) into a container or take them out of a container.
He put a lot of energy into racing
He tried to get of out the race
He came out of the race as a winner
He entered the race
Another kind of ontological metaphor can be found in personification.
The metaphor allows human beings to attribute a wide range of
experiences to nonhuman entities. These entities are seen as having
motivations, characteristics and activities.
His theory explained everything
The facts argued against his theory
Life cheated him of his happiness
Prices are eating up the profits
Cancer caught up with him
In all of these cases, the subjects of these sentences are personified. They are examples of something nonhuman in human terms. Another area is which ontological metaphors occur are in grammar. Linguists no longer look at grammar as a set of formal rules about language. The function of grammar is to organize human concepts. Hence, metaphors also exist within grammar.
GRAMMATICAL METAPHORS
The creation of grammatical categories has been studied by many
cognitive linguists (Heine, 1999; Heine, 1991; Dirven and Verspoor,
1997). These studies lead to the realization that metaphors are
used to construct new grammatical concepts and categories. This
process is called grammaticalization (Heine, Claudi, and Hunnemeyer,
1991).This process is pervasive within language and it accounts
for many new grammatical constructions within language. Before
the rise of grammaticalization and the realization that grammar
is highly metaphorical, linguists had difficulty in explaining
simple constructions such as phrasal verbs in English. These are
among the more difficult verbal patterns in English that challenge
linguistic analysis. These verbs are followed by prepositions
and the problem facing linguists has to do with how these prepositions
are to be analyzed.
to break in, to break out
to break into, to break out of
to break up, to break down
The problem is one of properly analyzing the morphological forms that follow some verbs. If the preposition that follows the verb is to be treated as part of the verb, then it is called a verbal particle and the whole construction is called a verbal phrase (Spears, 1996).
John looked up the telephone number.
John looked the telephone number up.
Many verbal phrases are followed by particles that can be separated from the head of the verbal construction.
Verb + Prepositional Phrase Construction
John ran up the hill (up = preposition)
John broke into the house (into = preposition)
Oswaldo broke out of prison (out = preposition)
Verb + Verb Particle Construction
John ran up the flag (up = verb particle)
John ran the flag up (up = verb particle
He broke down the door (down = verb particle)
He broke the door down (down = verb particle)
The more intriguing problem occurs within constructions whereby one does not know how to treat the morphological unit following the verb.
John ran up the bill
Mary broke up his marriage
Marcia broke in her new shoes
The war broke out
Is it a verbal particle (verb + particle) or is a preposition
that belongs to the following noun phrase (verb + prepositional
phrase)? In seeking a resolution to these questions, one should
also ask other more revealing questions about these constructions.
How, for example, does one explain the development of phrasal
verbs in English? Where do they come from? Furthermore, how are
these verbal expressions by semantically related? How does one
discern whether the morphological unit involved is a verb particles
or a preposition? These questions provide the focus of this re-investigation
into certain complex verbal constructions in English. In order
to better understand phrasal verb construction in English, one
must first understand the role of metaphor in English, especially
grammatical metaphors. In this essay, it is argued that there
are three kinds of constructions in English that merit further
clarification: verb + prepositional phrase constructions, verb
+ verb particle constructions, and two word or hyphenated verb
constructions.
As noted earlier, what is significant about the use of metaphor
in language is the fact that it is not limited to the creation
of lexical items, but it is also used to create new grammatical
constructions (Heine, 1987). For example, verbs of motion are
used to navigate through physical space. In cognitive linguistics,
such verbs belong to a movement schema (Dirven and Verspoor, 1998).
Agent Verb of Motion Destination: Location
John goes to school
John walks home
John runs to the park
The agent performs the action involved in moving towards a destination. There are many ways in which he can perform this action (walks, runs, goes, etc.). Such constructions are basic grammatical patterns and form the source of derived constructions. One may metaphorical extend this pattern by allowing the destination to be an event. The result is a new grammatical construction.
Agent Verb of Motion Destination: Event
Mary goes crazy
Linda goes to the party
Marcelo is going to laugh
The event may be mental (a mood, feeling, concern) or physical (the locale and the event itself). Another kind of grammatical metaphor developing out of verbs of motion describes future events. In this case the physical destination is not a present location, but a future one.
Agent Verb of Motion Destination: Future Locale or Future Time
John goes to S?o Paulo tomorrow
Sara is going to church on Sunday
Grammatical metaphors or grammaticalizations (Heine et al., 1991) are common in language. They provide the basis for new constructions within language. Since these related constructions are common to language, one should ask how they are categorized within linguistic theory. Before discussing prototype theory and its role in cognitive theory, it is important to understand how Verb + Preposition Constructions in English have been transformed historically into Verb + Verb Particle Constructions or even Verb + Clitic Constructions (two-word verbs). There are certain basic constructions that form a prototype for the creation of other kinds of constructions in language. These prototypes generate related senses of a construction that are used metaphorically. With the passage of time, these new constructions take on a meaning of their own and develop into new forms. In the case of Verb + Preposition Constructions, a prototype is employed in the construction of related forms. Eventually, the new forms emerge as two word verbs or Verb + Particle Constructions.
John ran up the hill (verb + prepositional phrase)
John ran up the flag (verb + verb particle)
John ran the flag up (verb + NP + verb particle)
The question now becomes one of distinguishing between two kinds of phrasal verbs, those that allow the verb particle to be relocated after the noun phrase and those which do not. The following examples do not allow such dislocation.
John ran up the bill
Mary broke up his marriage
Marcia broke in her new shoes
The war broke out
Hence, these are verb constructions that give the appearance of being verb + particle constructions, but they are not. They appear to be two-word verbs. They are verb compounds that are reminiscent of noun compounds in which some are hyphenated and some are not. There are three patterns for dealing with compound nouns in English:
Closed Forms: firefly, secondhand, softball, childlike, redhead,
and notebook.
Open Forms: post office, real estate, middle class, full moon,
and middle class.
Hyphenated Forms: six-year old, six-pack, over-the-counter, etc.
Given this tradition in English, one could argue that two word verbs function as hyphenated verbal forms whereas phrasal verbs do not.
John ran up the hill (V + prepositional phrase)
John ran up the flag (V + Verbal Particle + noun phrase)
John ran up the bill (run-up + noun phrase)
Currently, phrasal verbs are used for both verb + verbal particle and hyphenated verb constructions. Where clarification is need, the former will be referred to as phrasal verbs and the latter as two-word verbs.
John ran-up the bill (two-word verb)
Is there any evidence for such two-verb constructions? The answer is affirmative. One finds that when these constructions are changed into their nominal forms, they appear as hyphenated nouns.
Nominalizations: rip-off, spin-off, tip-off, write-off, show-off, etc.
The implications of these nominalizations merit further investigation (.Thomé-Williams, Ana and Robert N. St. Clair).
He wrote off the expenses. It was a write-off
He ripped off his customers. It was a rip-off
Now that the role of metaphor has been explicated within the context
of cognitive linguistics, it is now time to turn to a relate trope,
metonymy.
METONYMY
Whereas metaphor involved the combining of inputs from two or
more semantic domains, metonymy refers to only one domain and
its components. It turns out that metonymy has a greater function
in human language than metaphor. In metonymy, one refers to a
part to mean the whole of the intended domain or vice versa. Here
are some of the common uses of metonymy (Thomé-Williams
and St. Clair, 2003):
REFER TO A PART TO DESIGNATE THE WHOLE
Get your face over here. This construction is considered to be
rude because it address a part of a person. It is a kind of depersonalization.
She married the crew cut A crew hair cut or a buzz hair cut is
a very short kind of hair cut that was popular in the 1950s. In
this context, she married a person, but his most outstanding or
even disturbing feature is his hair cut.
Give us a hand This expression means that one wants others to
join in to do work involving the use of one's hands. This could
range from manual labor to simple manual tasks.
Lend me your ears This is a famous expression in Latin literature.
It asks of others that they listen.
He wants to save face. This is a metaphorical concept characteristic
of several Asian cultures. Its English equivalents is to save
one's reputation, one's self image, or identity.
DESIGNATE THE WHOLE TO REFER TO A PART
Do you want more chicken? (piece of a chicken) One is not asking
for the whole chicken, but only a piece of it.
He crossed the river (river refers to a part of the river)
The river is an ontological metaphor and as such it contains water
that is flowing. One refers to a part of the river to refer to
the whole concept of the river
Do you want pizza? (pizza refers to a slice of pizza) One is not
asking for the whole pizza pie, but only a portion of it.
DESIGNATE SPECIFIC TO REFER TO A GENERAL CONCEPT
They shot the cutthroat (cutthroat for a murderer) This use of
a metonymy refers to the particular act that a murderer committed.
This use of metonymy provides a concrete image of the murderer.
I bought some new wheels (wheels for a whole car) This is a common
expression in Modern English. When one buys a new set of wheels,
it is metaphorically meant to refer to the whole car that came
with those wheels. This expression differs from "buying a
set of tire" which is not used metonymically.
They hired some new hands This is a reference to workers who do
manual labor. Metonymy can be very revealing of people's attitude.
A whole individual, in this case, is only seen in terms of the
needs of others who want to hire him.
The law will arrest you (the law = policeman) The law is a common
metonymical expression in Westerns to refer to the sheriff. Currently,
it is used to refer to a policeman or the system of justice.
REFER TO GENERAL TO DESIGNATE SOMETHING SPECIFIC
The thief stole man wallet In this case the general category is
thief and there are many kinds of thief. One kind, however, specializes
in stealing wallets; viz. the pickpocket. Hence, the general term
is used to refer to a special kind of thief.
The doctor operated on him The general category is the doctor.
There are many kinds of doctors and the one who operates is called
a surgeon. The use of this verb allows one to understand that
doctor refers to surgeon.
The professor read his paper
There are many kinds of professors. If one is at a conference
of historians or in a history class, the general term could easily
be used to refer to a historian.
SUBSTITUTE A ROLE FOR A PERSON
The farmer came to town In some cultures, what one does for a
living is an important status marker. One who farms for a living
is a farmer. Such individuals live in rural areas and so this
expression has several layers of hidden meaning.
The pitcher signed the contract There are many players on a baseball
team. One of them is the pitcher. In this expression, the focus
is not on the person signing the contract, but on the function
that such a person performs for the team.
The catcher missed the ball Once again, there are many players
on a baseball team and they perform different functions. One of
them is assigned to catching the ball thrown by a pitcher. If
anyone should not miss the ball, it is the pitcher. This sentence
calls attention to the fact that this person failed to perform
his proper function.
The Quarterback threw the ball There are many players on a football
team. The one who is assigned to pass or throw the ball is the
Quarterback. This sentence merely states that he is performing
one of his proper functions.
The swimmer won the race Some people swim for relaxation and some
prefer to compete. This use of metonymy specifies not only that
one is a swimmer, but a certain kind of swimmer.
The lecturer read his notes One who lectures academically is a
lecturer. Some university systems distinguish professors, from
readers and lecturers. This sentence specifies the special role
being performed.
The waiter disappeared again One who waits on a table is a waiter.
In some countries the table is profiled. In Spanish, for example,
the word for table is mesa and a waiter is called a mesero. In
English, the person who waits on a table is profiled. What this
sentence implies is the fact that waiters are not always available
to serve their customer.
REFER TO A PRODUCT FOR THE PRODUCER OF THE PRODUCT
He read Goffman Erving Goffman is a noted sociologist from the
Chicago School. He wrote numerous books. This producer of those
books is used to refer to one or more of his publications.
He saw a Picasso at the museum Pacasso is a noted painter. His
works can be found in various museums around the world. This sentence
about Picasso refers to one of his paintings.
He played the Stradivarius Stradivarius is the best violin maker
in the world. His products still remain and are highly praised.
This sentence about Stradivarius is used to refer to one of his
products.
He bought a Saturn Saturn is an American car company. It produces
a line of different cars. In this sentence, the name of the company
is used to refer to one of its products.
SUBSTITUTE THE INSTRUMENTAL ROLE FOR ITS USER
He hired a gun to do the job The agent of this sentence hired
someone to kill someone else with a gun. He refers to the instrument
as a metonym for its user.
They changed the batter In baseball, batters are assigned to a
sequence during their inning. A coach has the option to change
that sequence of players who are going up to the plate to bat
the ball. This sentence refers to the instrumental role that a
person performs rather than to the name of that person who is
to perform it
He met the skater A person who skates is a skater. The instrument
that he uses to glide on ice is called his skates. In this sentence,
the functional role of the skates is used to refer to the person
who uses them.
The crown demanded an answer One of the functions of a king or
a queen is to wear a crown on formal occasions. In this sentence,
the instrument of royalty is used to refer to either the king
or the queen.
SUBSTITUTE AN ADMINISTRATOR FOR HIS ACTIONS
Nixon bombed Hanoi Nixon was the President of the United States
during the Vietnam War. He was also the Commander in Chief of
the military and had administrative power over them. In this sentence,
the bombing of Hanoi is not attributed to those in his command,
but to the administrator of those actions.
Bush attacked Iraq Bush is currently the President of the United
States. He is also in the role of the Commander in Chief of the
military. Although his military forces bombed Iraq, this sentence
refers to the administrator for his actions.
Napoleon lost the battle Napoleon was a European general who fought
battles all over Europe. This sentence refers to his actions during
one of those battles, the one that he lost. Here, the reference
is made about the administrator of those actions.
Stengel won the pennant Stengel is the coach of the New York Yankees.
Every year, baseball teams compete for the top position as the
best team in the country. This is done by the actions of those
under his command. The administrator is referred to in leiu of
his actions.
REFER T0 AN INSTITUTION FOR THE PEOPLE REPONSIBLE
The Senate voted on that Bill Congress is made up of the Senate
and the House of Representatives. The Senate is made up of two
voted members from each state in the union. This sentence refers
to the institution rather than those elected officials who constitute
it.
The Army instituted the draft The US Army is an institution that
has the power to request Congress to institute a draft of civilians
into the military for purposes of fighting a war. In this sentence,
the reference is to the institution rather than to those in that
institution who are responsible for initiating the process of
a federal mobilization for war.
He fought the government The government is an mega-institution
that is composed of many other institutions. In this sentence,
the reference is to one of those many institution or even to the
mega-institution itself.
The University raised its tuition. Academic universities are institutions
that are made up of colleges. The board of trustees and the upper
level of administrators of that institution have the power to
raise tuition costs. In this sentence the institution is cited
rather than those in the institution who control the process.
REFER TO A PLACE FOR AN INSTITUTION
The White House denied the report. The White House is one of the
federal buildings in Washington D.C. where the office of the President
of the United States is located. There are people who work for
the President and who issue reports in his name. In this sentence,
one refers to the place rather than to those who work there.
Washington gave itself a pay raise again. Washington D. C. is
a place where several federal institutions are located such as
Congress, the White House, etc. Those who are in Congress, Senators
and Representatives, voted themselves an increase in pay once
more. The reference is not about the institution, but of the place
where the institution is located.
Hollywood is making only adventure films Hollywood is a place
in Los Angeles where the movie industry is located. Several film
companies are located there. In this sentence, one refers to the
play rather than to the institutions.
Wall Street is corrupted Wall Street is the name of a street in
New York City where the Stock Exchange is located. Instead of
referring to those institutions, the reference metonymically points
to the place where those institutions are located.
REFER TO A PLACE FOR AN EVENT
Iraq is becoming another Vietnam Iraq is a country where a major
war took place, an intervention brought about by the United States.
Vietnam is another place where military actions were incurred
by the United States. American citizens felt that the war in Vietnam
was unjust. There is a similar ground swell of reaction against
the intervention in Iraq. This sentence refers to one place where
an event took place to refer to another place where it is believed
that a similar event is taking place.
Remember the Alamo The Alamo is a military fort in San Antonio,
Texas, where a major battle was fought against Mexican forces.
Many lives were lost by Americans in that battle. This sentence
addresses the place where the event took place. The place is used
to invoke memories or stories of the event.
We are going to have another Watergate The Watergate is a building
in Washington D. C. where the Democratic Party housed its headquarters
during its presidential campaign against Richard Nixon, the Republican
President. Nixon and his inner staff sent a group to break into
those headquarters in order to gather counter information. This
break-in was foiled and the trail was traced all the way back
to the White house. Hence, this sentence refers to the possibility
of illegal actions by one political group against another.
SUBSTITUTE THE CONTAINED FOR THE CONTAINER
Pass the salt When one says "pass the salt" he is referring
to the container that holds the salt.
Do you want coffee? (a cup of coffee) When one offers coffee to
someone, the reference is to a cup and its contents. One offers
the substance by referring to its container.
Give me another Coke? (a bottle of Coke) Coca Cola is served in
a bottle or a can. When one offers a Coke (a kind of coca cola),
one offers the substance by referring to its container.
May I have some water? (a glass of water) Water is served in a
glass or in a bottle. One asks for the substance and this implies
the concomitant use of a container of that substance.
Metonymy is very revealing in that it portrays how one feels about another person. Lakoff (1987) has an interesting example involving predicate adjectives. He cites an example in which one is referring to a woman by the following expressions:
She is a Cellist
She is a lesbian
She is a communist.
In this case all of these expressions refer to the same person. Each predicate adjective construction refers to a different part of a person. Each makes a different statement about the same person. Predicate adjective constructions share this designative feature with metonymical expressions. Hence, when one says she is a servant, one refers to the function that such a person performs. The expression does not focus on other aspects of that individual. These attributions can be used either pejoratively or positively.
Pejorative Metonymy
She is a servant. One who is paid to serve another is called a
servant. In this case, metonymy is used to highlight just one
quality or function of that person. Implied in this metonymy is
the dichotomy of rich versus poor, privileged versus downtrodden,
etc.
He is the new hand The new hand refers to a manual laborer. This
person is defined by what he can do for another person. Metonymy
is used to highlight only one aspect of a full and competent human
being.
Benefactive Metonymy
He is a new Dad Male human beings are complex. They accomplish
many functions and play many roles. One of the more pleasant roles
is that of being a father for the first time. In this case, the
use of metonymy is benefactive. It refers to a positive experience.
She is a new Mother Female human beings are complex. They accomplish
many functions and play many roles. One of the more pleasant roles
is that of being a mother for the first time. In this case, the
use of metonymy is benefactive. It refers to a positive experience.
.
What one accomplishes through metonymy is to foreground some aspect
of the total picture because it is important or relevant to the
context of the situation. What is highlighted and placed in the
foreground may refer to one of several attributes - the function
performed, the product resulting from an action, the event that
occurred, the institution, or the instrument. It is interesting
to note that many morphological affixes share these metonymical
properties. Prior to discussing those, however, it is necessary
to take a closer look at Predicate Nominative and Predicate Adjective
constructions.
OTHER METONYMIC CONSTRUCTIONS: Metonymic relations can be found in both predicate nominative (John is a student) and predicate adjective constructions (John is happy). The former is used to designate membership in a class and the latter to refer to a part of the whole, a clear metonymic function. Examples of the former construction are listed below:
PREDICATE NOMINATIVE CONSTRUCTIONS
Martin is a student
Mary is a teacher
John is a Brazilian
Tigers are animals
What takes place in a predicate nominative construction? In
one sense, one is saying that the individual involved is a member
of a class. The class is designated by the predicate nominative
construction. What does it mean to say that, for example, that
John is a Brazilian? Surely his being is not limited to being
a Brazilian. He may be a father, a teacher, an investor, and so
on. What one finds in this construction is Venn diagram relationship
in which B represents the class of Brazilian and A represents
John and the intersection between these two represents the construction,
John is a Brazilian. What does this mean? It means that one is
dealing with reference to a part (being Brazilian) to the whole
of a person (John). Hence, predicate nominatives are metonymic
expressions. Predicate nominatives also refer to functions (John
is a farmer), an event (Iraq is another Vietnam), or an institution
(Washington raised the minimal wage), etc.
The other kind of construction that merits closer investigation
is the predicate adjective pattern. In this case, one is making
a statement about some quality related to a larger more comprehensive
entity. Examples of predicate adjective constructions are cited
below:
PREDICATE ADJECTIVE CONSTRUCTIONS
John is sad What this sentence states is that John is in a state
of sadness. John is the container and sadness is the substance
that he contains. The more interesting question is whether or
not sadness and happiness are binary adjectives. One may be either
sad or happy, but one can be neither sad nor happy. If sadness
and happiness are substances within a container, they function
as polar adjectives. Either one substance or the other can be
contained within John. However, one may say that John is both
happy and sad. He is happy about one thing and sad about another.
Hence, happy and sad cannot be said to function as bipolar or
binary adjectives. They are states within a continuum of emotions.
John is tall Being tall is a state. What is interesting about
this state is that it cannot be changed. It is a permanent state.
In some languages, there are two kinds of linking verbs. One for
temporary states and another for permanent states. In Spanish,
for example, one may contrast the two which are translated into
English as "John is tired."
Juan est? cansado (Verb = ESTAR) John is feeling tired.
Juan es cansado (Verb = SER) John is always tired.
Mary is pregnant Being pregnant is a binary adjective. One is
either pregnant or not pregnant. There are very few binary adjectives
in English.
The predicate adjective refers to some quality and this could also be represented by a Venn diagram. What is interesting about these constructions within the framework of metonymy theory is that both express the qualities of a whole person, a whole thing, or a whole event. Hence, regardless of whether these qualities are innate or ascribed, they are metonymic relationships.
MORPHOLOGICAL METONYMY: There are many metonymic relations that can be found among morphological derivations. These are called metonymic suffixes. These suffixes have grammatical meanings. Most investigations of suffixes have focused on how they change grammatical categories. This concern is understandable from a semasiological point of view. However, when one looks at how concepts are used to construct words, new patterns of meaning emerge. Those which are of interest to this investigation are those suffixes which function metonymically. This is accomplished by those suffixes that highlight a part of the whole. What is highlighted may be a function, an attribute, or a subcomponent of the system.
THE AGENTIVE SUFFIX: There are many suffixes that are added to verb to refer to the performance of a role associated with that verb. The one who works a farm performs the act of farming and is called a farmer. The following examples from English demonstrate how productive this process is. By means of an agentive suffix, a verb is transformed into a new word in which only a part of a person is defined by as a function. There are several interesting patterns of agentive suffixes in English and in and these are illustrated below:
Verb Form
Agentive Form Commentary: The agentive Suffix is an Aspectual
Marker
dance
sing Dancer
singer All agentive forms are created from verbs.
Walk
Farm
Bake
Tan
Walker
Farmer
Baker
Tanner
Many English names have agentive suffixes. This is because people in the lower classes were identified by what they did for a living. There were three classes of people: clerus (clergy), milites (military), and labores (workers). Members of the working class were identified by their functions, by how they served the upper classes.
CITIZENSHIP SUFFIX MARKER: There are suffixes in English that designate that one is a citizen of a certain country. Being a citizen is only a part of the many attributes that a person may possess. Consequently, this suffix functions metonymically.
Country Citizenship Suffix Commentary: Suffixes function as
aspect markers
Brazil Brazilian A person from Brazil is a Brazilian
Cuba Cuban A person from Cuba is a Cuban
Guatemala Guatemalan A person from Guatemala is a Guatemalan
New York New Yorker A person from the New York is a New Yorker
Spain Spanish A person from Madrid is a Madridian.
Washington Washingtonian A person from Washington is a Washingtonian
Texas Texan A person from Texas is a Texan
Metaphor and metonymy play dominant roles in grammar. Many expressions that appear to be regular grammatical patterns are, in essence, based on figurative language. For example, predicate nominative and predicate adjective constructions are metonymic in nature. They refer to the relationship of the parts to a whole within a single semantic domain.
John is a student (Predicate Nominative)
John is happy (Predicate Adjective)
These expressions refer to a part of the many attributes of the subject of the sentence. In addition, these metonymic constructions can be used for metaphorical expressions.
John is an animal
The surgeon is a butcher.
As noted earlier, what makes these metaphoric expressions different
from metonymic ones is that they bring together ideas, social
scripts, patterns of behavior, and social roles from two separate
domains and unite them into a blended cognitive mental space.
In this blended space, some of the features of the inputs are
used and others are not used. The result is a unique new expression,
a metaphor, in which new features and patterns emerge.
PROTOTYPE THEORY AND LINGUISTIC CATEGORIES
How are categories defined? The major breakthrough in cognitive
grammar occurred when both anthropologists and psychologists replaced
the philosophical concept of a logical grammar with a more pragmatic
model that was based on communicative intent. This focus on logical
form had been such a dominant cultural imposition in Western intellectual
history that it was very difficult to differentiate what philosophers
wanted language to be from what it really was. The classical view
of categorization can be traced back to Aristotle who felt that
natural objects in the world could be categorized into groups
and defined by unique attributes.
Major Premise: Socrates is a man
Minor Premise: All men are mortal
Conclusion: Socrates is mortal
This view of categorization has certain interesting assumptions.
It is predicated on the belief that categorization is, in essence,
a theory of reference. It is a way of discussing the real world
of physical objects. It is based on the assumption that the attributes
that define classes of objects are shared by all of its members.
Furthermore, it was believed that the intension (the set of attributes)
determines the extension of a category to which items are members.
In other words, categories within classical philosophy did not
have internal structure .
Why was classical categorization theory replace? What changed
this reliance on traditional models of philosophical categorization
came from the work of Eleanor Rosch (1978). In her visit to study
the Dani in New Guinea, she found that the speakers of this language
had only two color terms: mola for bright, warm hues and mili
for dark, cold ones. After exposing the Dani to forty color chips
in order to study their perceptual abilities, she confirmed that
they indeed had a very different culture, a confirmation of her
belief in the Sapir-Whorf hypothesis . However, upon continuing
her investigation, she discovered some rather surprising information.
She noted that the Dani did physiologically recognize colors in
a manner very similar to those of Americans. The differences in
naming colors were perceptually structured in the same way others
outside of this cultural milieu. They used similar strategies
in the storage, remembrance, and recollection of colors. They
differed in how they were categorized in their own language. Humans
do not differ in how their nervous systems organize colors, but
how they name them, place them into categories. Recent research
on color categories argue that cultures differ as to the location
of the focal points of ideal colors, i.e., the prototype colors
for color categories differ across cultures because they have
different focal points. In some cultures, for example, the colors
of blue and green have focal points that are closer to each other
and for this reason many shades of blue and green overlap and
are seen as color confusion by those outside of the cultural matrix.
Rosch continued her research into other aspects of linguistic
categorization. She was intrigued by the fact that in many cultures
there are thousands of words for birds, but no one overall category
for birds (Palmer, 1996). In the United States, for example, one
can readily find a general categorization of all birds into a
common class.
Superordinate Level: Birds
Basic Level: Prototype with the exemplar of a robin
Subordinate Level: blue bird, black bird, jay bird, cardinal
.
What does it mean to say that a superordinate level or a general
class for birds does not exist? What Rosch found was that in these
cultures exemplars or prototypes can be used for designate a whole
class or category. It is as if native speaks of English referred
to the class of all birds as robins.
Her findings no longer directly challenged the traditional concept
of categorization. Others were soon to follow with other cultural
examples of the new categorization system (Dirven and Verspoor,
1998).
Category: chair
Prototype: chair
Exemplar Kitchen chair
Non-Prototypes: swivel chair, office chair, high chair, arm chair,
wheel chair, desk chair, electric chair, etc.
What is interesting about categorization is that some of the senses of a category are closer to the prototype and therefore more naturally belong to the same class of objects. Others, such as electric chair, are marginal as a member of the class of objects categories as chairs.
Prototype Structures
The Category The category is really a container. The classical
theory of a category is that is its defined by unique elements
within each and every substance. In prototype theory, however,
a category is defined in terms of its prototype.
Primary Substance This is the ideal example that constitutes the
category. The prototype or ideal example is highly concrete in
shape, form, color, and function. The ideal category for a bird
in North America, for example, is the robin.
Sense or non-primary substances The senses are other members of
a category. Some are closer to the prototype or exemplar and others
are not. Those senses that are closer to the exemplar of the robin
are bluebirds, cardinals, etc. Those that are farthest away from
an exemplar differ in substantial ways. The penguin and the albatross
fall into these non-typical senses of a category.
Cognitive psychologists (Howard, 1987) learned is that people
do not categorize their experiences of the world in accordance
with traditional logic as evidenced in creation of logical forms
espoused by advocates of transformational grammar (Senft, 2000;
Taylor, 1995). Humans create categories for things, places, events,
and experiences. Their representations are ideal. For example,
the category of bird is represented by an ideal bird, which in
North America, is the robin. In Australia, the ideal category
for a bird may be the canary and in Brazil, it may be the parrot.
These ideal examples are called exemplars. What is important about
exemplars is that they provide a richness of details associated
with the human experience. So, if one mentions a bird, the category
invokes an exemplar that connotes wings, a certain wing shape,
a certain color, a certain kind of beak, flight patterns, food
preferences, etc. Although one would like to believe that these
categories refer to the real world (Kant's noumena) , it does
not. Categories are phenomenological. They reflect the perceptual
structure of the perceiver. Even though categories harbor prototypes,
what constitutes a prototype is usually culturally defined.
In addition to categorizing experiences, events, and percepts
in terms of a basic member or prototypes, they are further organized
them with regard to superordinate, subordinate levels. A chair,
for example, is a category by itself. However, it belongs to a
larger category of furniture. The prototype represents the basic
level for a category. It is the one that is most easily learned
by children and most readily recalled by them.
What is interesting about this theory of categorical levels
is that it accounts for lexical networks. Words, it has been argued,
do not exist alone. They are part of semantic domains. They relate
to each other within lexical networks. Hence, when one thinks
of a door, other elements are invoked that are part of a door.
This study of the relationship of the parts to the whole is called
mereology. Hence, the lexical item "door" invokes such
related concepts as "door knob, key, key hole, door jamb,
front of the door, back of the door," etc. Lexical networks
that have been investigated by linguists in the past were based
on genetic relationships, diachronic relationships over time,
e.g., the relationship that exists among words such as father,
paternal, patronymic, etc. . The new approach to networking is
functional and cultural. There are cultural reasons for creating
lexical networks and these differ over time and place.
Diachronic linguistics is replete with how lexical networks change
through time. One can find interesting examples of these changes
within the history of the English language. For example, in Old
English, creatures were defined in a category that was based on
movement in space. This network structure is evidenced in the
following Old English words:
vogel (bird) = movement in space
fisch (fish) = movement in water
wyrm (worm) = movement under ground
tier (animal ) = movement on land.
This spatial classification is interesting because the metaphor
of space was a significant part of medieval thought. This metaphor
even included the Great Chain of Being whereby humans where visualized
as belonging to a vertical space in which the Pope was closer
to God and the masses were closer to animals.
How does prototype theory work in linguistics? It is interesting
to study the change of these lexical networks through time. In
modern English, meat refers to the flesh of animals used for food.
In Old English, mete simply meant food.
The mete shall be mylk, honey and wyne. (mete = food)
After mete, before mete, at mete (mete = meal)
boef vs kuh (beef versus cow; beef is mete or edible flesh)
lambe vs mutton (lamb vs mutton, mutton is mete or edible flesh)
It is mete and drinke (mete = food)
What changes over time is the exemplar. At one time the exemplar of mete was food. There were other senses of this word such as a meal, a kind of food (not a drink) and the fleshy parts of animals (boef, mutton). Over time, one of the senses of the category of mete emerged as the prototype of a new category, meat.
Old English Modern English Commentary
Category meat meat Meat [mete] meant food in Old English. In modern
English it meant animal flesh. Hence, there was a shift in the
ideal category or exemplar
Prototype mete meat The class is called mete in Old English and
meat in Modern English
Exemplar Food Animal flesh In Old English, the ideal example of
mete was food; in Modern English, the ideal example of meat is
food from animal flesh
Sense Animal flesh,
Food, Drink, etc. The was a shift from a non-typical example to
an ideal example over the centuries
What was a secondary sense of food in Old English becomes the
primary meaning behind the modern English word meat. This change
of meanings over time raises even more significant questions about
the social history of the world of Old English as compared to
Modern English. There more interesting questions behind these
prototypical shifts remain to be resolved within the context of
social history. What culinary customs transformed this re-categorization
from Old English to Modern English? Was this development based
on a practice within one subcultural before it spread to others
or was it an intrinsic part of the culture as a whole? The new
cognitive model brings linguistic theory back into the center
of research in the humanities.
Another interesting shift in lexical networks over time can be
found in the two senses of the word dog between the 14th and the
16th centuries. During the earlier period, the general category
was that of hounds. There were many kinds of hounds: poodles,
spaniels, greyhounds, and dogs. The prototype of this category
was the dog and the exemplar of the dog was the mastiff, a large
strong kind of dog that was used to guard houses. Later during
the 16th century, the major category was the dog. Under the new
categorization, dogs included the mastiff, poodles, spaniels,
and greyhounds.
14th Century 16th Century Commentary
Prototype Hound Dog In the 14th century, a hound was the name
of a category that was best exemplified by the mastiff. In the
16th century, the category shifted from hound to dog and the new
exemplar was the dog.
Exemplar Mastiff dog Shift in ideal representative of the class
Senses Poodles, greyhounds, spaniels, and dogs Mastiff, greyhounds,
spaniels, and poodles Non-ideal examples of the class
Once again, one wonders what may what has transpired in this time frame to cause this shift in how the category of hounds was re-categorized as a category of dogs. The answer can be seen in the exemplars themselves. When the exemplar for hound (mastiff) was replaced by the dog (another kind of hound), this shift caused the category to be restructured and renamed.
COGNITIVE BLENDING THEORY
When Gilles Fauconnier (1994) began to work on the syntax of counterfactuals,
he came to the realization that the use of models of formal logic
failed to account for natural language semantics. He argued that
what was needed in linguistic theory was not a model that was
based on the capacities of the mathematical systems used by logicians,
but a different model, one based instead on the capacities of
the human mind. His cognitive model of language became known as
mental space theory. In his model, referential structure is indicated
by mental spaces. In his theory, certain expressions set up conditional
mental spaces that are separated from reality spaces. Consider
the following sentence:
If John has children, John's children are blond.
The marker "if" sets up a conditional mental space C that is separate from the reality space, R.
If R then C
What this sentence states is that if John has children then in
the conditional mental space C, those children are blond. The
presupposition holds for the mental space C, but not necessarily
for the mental space R. What links domain R with domain C is a
cross-mapping system of conceptual connectors. With this model,
the domains are set up, structured, and connected. These connections
are cross-domain functions that specify counterparts and projected
structure from one mental space to another. R is called a reference
trigger; C is the reference target and the arrow is the connector
that performs an identity function. With the concept of mental
spaces, Fauconnier (1994: 12) is able to account the following
sentences:
In Len's painting, the girl with blue eyes has green eyes.
In Len's mind, the girl with blue eyes has green eyes.
Len believes that the girl with blue eyes has green eyes.
Len wants the girl with blue eyes to have green eyes.
In his earlier writings, Fauconnier (1994; 1997) is concerned with the mapping of multiple realities, multiple roles, multiple connectors, and double space builders. Later, Fauconnier (1997) expands his model to account for mood (indicative, imperative, and subjunctive) in language. He also introduces the concept of blending (1997: chapter six). A blend is a third mental space that inherits structures from its input mental spaces. These input spaces are connected to a generic mental space. This generic space reflects some common abstract structures and organization shared by the inputs. One of the ways of understanding this connection can be found in earlier discussions of the metaphor: The surgeon is a butcher.
Input 1: the butcher
Input 2: the surgeon
Generic Space: what the inputs have in common
The blend: contains emergent structures not contained in the inputs
The metaphor resulting from the blend: The surgeon is a butcher.
There is much to be said about the roles associated with these
input mental spaces. One works in a butcher shop full of the carcasses
of animals and the other is surrounded by an expert team of assistants
in a sterilized environment. The butcher hacks away at body parts
with a meat cleaver while the surgeon uses a scalpel to operate
on his patient. What Fauconnier wants to highlight is that information
about the roles of the surgeon and the butcher can be found in
the generic space. The input spaces are projected into the mental
space of the blend where several processes take place. One of
these new processes is Composition. The projections from the input
spaces make new relationships available in the blend that did
not occur before. There is also a process of completion which
allows knowledge of background frames, cognitive and cultural
models to be views as a part of a larger self-contained structure
in the blend. The patterns triggered by the inherited structures
are completed into the larger emergent structure. Finally, there
is a process of elaboration in which the structures are elaborated
or simulated (running the blend) in accordance with the new logic
of that mental space.
In a later work, Fauconnier and Turner (2002) expanded their concept
of conceptual blends. They addressed the phenomenon of imagination,
not to celebrate it, but to make a science of it. They argued
that conceptual integration is at the heart of the process of
imagination. In the process of conceptual integration, for example,
input mental spaces are projected into a blended space and develop
emergent structures through composition, completion and elaboration.
This fundamental cognitive operation, they argue, has not been
studied and merits further investigation. What one finds in this
latest book is a detailed discussion of the processes of conceptual
integration, identity, and imagination. . Numerous examples are
provided to illustrate the nature of this process.
THE BUDDHIST MONK: Fauconnier and Turner (2002: 40-50) provide an example of the Buddhist Monk. In this scenario one visualizes a monk walking up to the top of a mountain. One also imagines this same monk waking back down from the top of the mountain. The question is asked about where along this path he will meet himself. In order to resolve this imaginary scenario one needs to establish one input in which the monk makes his journey up the mountain. One also needs to establish another input in which the monk descends the mountain. These input spaces undergo a partial cross-space mapping (the monk, journey up the mountain, the journey down from the top, the top of the mountain, the bottom of the mountain, the motion from source to goal and the links between these. A generic mental spaces maps onto each of these inputs and contains what they have in common, a moving individual, his position, a path, motion, and direction. In the fourth mental space, there is a blend between the two inputs. Each of the mountain slopes in the two inputs (the journey up and the return) is projected to the same mountain slope in the blend space. The two days of travel, one going up and the other returning down, is blended into a single day. From this blend there develops emergent structures that cannot be found in either input.
Composition: In the inputs there are two individuals, one going up the mountain and another returning back to the bottom of the mountain. However, in the blend, there are not two moving individuals but one.
Completion: New relations exist in the blend. Instead of having two individuals making a journey on separate days, what one finds is two individuals making the journey on the same mountain at the same time and on the same day. They share the same background frame.
Elaboration: This involves running the blend. In this simulation one finds two people waling on a path in opposite directions, one begins the journey from the bottom of the mountain and the other begins the journey from the top. The running of this blend is an elaboration. It is a new structure, an act of creation.
The Network: The geometric correlations of time, position, location, and different mental spaces form a network. They form a conceptual integration network of four mental spaces and their correlations. The generic and the blended spaces are related. The blends contain generic structures captured in the generic space. Emergent structures in the blend are generated through the composition of projections from the input to create something new that did not exist in the inputs. In the inputs one finds two Buddhist monks traveling on different days, one is going up the mountain and the other is coming down from the mountain. In the blend, they are the person traveling at the same time. Emergent structures in the blend are also created through completion in which the blend recruits a great range of background meaning, recruited frames and scenarios. Finally, emergent structures can also be found to occur in elaborations, the simulation in which one runs the blend. It is in the running of the blend that one resolves the problem of the Buddhist Monk meeting himself along a path. Hence, composition, completion, and elaboration account for the creation of emergent structures in the blend.
DEBATE WITH KANT: Another interesting example of cognitive
blending occurs in the debate with Immanuel Kant, the note German
philosopher who lived in the 1800s. He posits a situation in which
a university professor claims that Kant disagrees with him. The
cognitive frame in this case is a debate that takes place with
a professor of philosopher who is not living. In order for this
scenario to work, one must posit two input mental spaces, one
for Kant and one for the contemporary university professor. In
the generic space, one encounters the fact that they are both
philosophers, both have established modes of expression, both
deal with issues, etc. However, in one of the input spaces, Kant
speaks German whereas his debate, the American philosopher, speaks
English. Kant is no longer living and his American counterpart
is. In the blended space, there are retorts, challenges, and rhetorical
claims by both philosophers. In this blended space, they both
speak the same language and the both exist in the present. The
blend has a rich emergent structure. Once again, one has created
a mental space in which new scenarios can be envisaged.
There are certain types and subtypes of vital relations that exist
with the mental space of the blend. Among these are change, identity,
compressions of space and time, cause and effect relations, entering
the world of representation, role functions, analogy, disanalogy,
similarity, category, and uniqueness (Fauconnier and Turner, 2002:
93-101). These categories provide a cognitive scientists with
a research agenda, areas of investigation that merit further study.
One should add to this list the function of generic space. This
is a mental space that enables one to abstract relationships from
inputs that can assist the network to develop a working blend.
There are certain problems associated with this assumption. The
first has to do with the role of memory within this cognitive
network. In earlier writings, Fauconnier (1994) referred to this
network of mental spaces as a model of short term memory. It is
equivalent to the virtual memory that one encounters when turning
on a computer. No matter what was created while the computer was
in operation, the information will be lost if it is not saved
before turning off the machine. The second problem has to do with
long term memory. When one turns on a computer, the information
that is uploaded functions as the equivalent of long term memory.
This model does not adequately account for long term memory. It
hints that it comes from generic space, but there are no strong
claims on how such memory functions within the network. If this
integrated cognitive network is to adequately account for blends,
it must include long term information in the form of social scripts.
This concept will be introduced shortly.
Fauconnier and Turner (2002: 120-137) argues that there are four
kinds of cognitive networks that operating among mental spaces.
Types of Cognitive Networks
Simplex Networks This is a simple kind of integration network.
It can be found as a frame that is used in the explication of
family roles. Hence, this frame prototypically applies to human
beings. Consider an integration network contains this frame of
the family and in the other space there are two human beings,
Paul and Sally. In the blend, one would arrive at the claim: Paul
is the father of Sally. The mapping across these two input spaces
has a Frame-to-Values connection. The role of the father connects
to Paul and the role of the mother connects to Sally. What makes
simplex networks function comes from the fact that the relevant
part of the frame in one input (X is the Y of Z) is projected
onto the values in the other space.
Mirror Networks The Mirror Network occurred in the Buddhist Monk
and the Debate with Kant. It is an integration network in which
all spaces (inputs, generic, and blend) share an organizing frame.
The organizing frame in the Buddhist Monk was the journey; and
the organizing frame the debate with Kant was the rhetorical argument.
The organizing frame in the mirror network provides a typology
for the space that it organizes. This is evident in the Buddhist
Monk example. Mirror networks can integrate many different spaces
provided that they share the same organizing frame. Mirror networks
can perform compressions of time, space, identity, roles, cause-effects,
change, intentionality, and representation. This is because all
of the elements within the network share the same frame. For example,
time and space are compressed in the Debate with Kant.
Single-Scope Networks In a single scope network, there are two
inputs but each has different organizing frames, but only one
of them is projected to organize the frame. What this means is
that both frames must compete for integration into the blend.
The example provided for this is a scenario in which two men are
boxing in one input space and two business executives are competing
in the other input. In the blend, the boxing frame dominates.
In the cross-mapping, however, there is a mapping between each
boxer and the executives. In the blend, one executive knocks out
the other in a business venture. Headliens: Murdoch knocks out
Iacocca..
Double-Scope Networks Each of the inputs in a double scope network
has a different organizing frame. Often these frames clash with
each other. In the blend, an only part of each frame is included.
The computer desktop provides an example for this type of network.
The computer screen is treated as a desktop, a piece of furniture.
On it one finds a waste basket, a filing cabinet, and computer
commands (save, open, close, print, etc.).
MEANING AND LANGUAGE: As Lakoff noted earlier, metaphor is not about language. It is about thought. Meaning is not to be found in language, but in thought. What language does is to prompt the construction of meaning. Language is used to select structures and elements that go into a cognitive blend. If the blend can be elaborated, then it has meaning. Meaning comes from running a blend. We humans social construct reality, they are constructing cognitive blends. They enter into those blends and live in them. When they live in these blends, they function as social and cultural constructs. Meaning is the imaginative product of blending. Two people may experience similar inputs and derive separate blends from those experiences. For example, a professor should have a richer blend than his student because he has access to a greater depth of inputs and long term memory. Two individuals who interact with each other across cultures, will arrive at different blends even though they share the same inputs. In the next chapter, the implications blending theory for cognitive scaffolding will be discussed.
SIMILE: Given the concept of elaboration (the running of a blend), the difference between simile and metaphor becomes very clear. A metaphor has meaning because it has been elaborated. It has been subjected to cognitive simulation. Simile, on the other hand, is nothing more than a proposal for a blend. It has not been elaborated.
John is like an animal (Simile, not elaborated)
John is an animal (Metaphor, blend has been elaborated.
Cognitive blending theory is concomitant with current work
in cognitive linguistics. It makes use of cognitive schemas and
assumes that communication occurs through cognitive blends. Language
is about the organization of thought; it is about cognitive blending;
it is about invoking scenarios and negotiating them with others
is a highly contextualized situation.
There are several problem areas with the current theory. One is
that is meant to account for psychological constructs and as a
consequence it does not account for social interaction among individuals.
The following comments address these limitations.
SCRIPT THEORY
For decades linguists have focused on abstractions and universals
in language. As a consequence of this concern for universal laws,
they have overlooked the crucial role that contextualization plays
in language. The richness of language can be found in its contexts.
This awareness for context grew out of the work of Rosch (1978)
who was the first to document how prototypes that are based on
detailed exemplars form the the basis for the process of categorization.
This realization also emerged from attempts by computer scientists
to represent human thinking (Minsky, 1975; 1985). In order to
have a robot perform human tasks, it needed to envision the world
as humans do. Minsky (1985) used the metaphor of the society in
the mind to illustrate how social concepts play an important role
in how human beings think and act together under normal circumstances.
They work from an image of society that is represented in the
human mind. For Minsky, that image existed in the form of a computer
program that knew and understood the world of human being, a social
world. In order to create such a program in the computer, Minsky
needed to provide a plethora of rich details about how human beings
live, act, and think. It was this contextualization that enabled
him to successfully accomplish his robotic research.
STRUCTURAL EPISTEMOLOGY: Another problem with most models of
language is that they fail to incorporate non-verbal modes of
processing and expressing information (K?vecses, 2002: 57-66).
There are several reasons for this lack of theoretical concern
with other modes of cognition. European culture is logocentric.
It is a rhetorically based culture that assumes that knowledge
primarily exists in verbal form. As a consequence, one find that
the equation of language with thought underlies most linguistic
thinking until recently (Fodor, 1982; 1983). One has to visit
other cultures, especially those in Asia, in order to see how
little verbal expressions matter while interacting with others.
In many of these cultures, there are expressions about not trusting
language. In Japanese, for example, one says that "speech
is trash." They judge one's character by what a person does
and not what he says. Many indigenous cultures also place more
of an emphasis on nonverbal communication. In these cultures,
silence is communication (Basso, 1970; 1990).
Structural epistemology is a cover term that emphasizes the fact
all knowledge cannot be communicated unless it has some form of
expression. If a concept does not have a corresponding form, it
is ineffable. Behind the concept of structural epistemology is
the recognition that there are many different ways available to
human beings for self expression. One is not limited to verbal
expression. Hence, the relationships between the contents of a
sign system and its forms of expression are complex. In the field
of Linguistics and its sister discipline of semiotics, it is assumed
that the sign system consists of meanings that are embedded into
forms, the conduit metaphor. Structural Epistemology expands that
concept to include other metaphors of expression within the contexts
of cognitive sociology. It not only incorporates the standard
verbal metaphor of content being embedded into form, but it also
includes the metaphors of resonance and visual space. These may
differ significantly from the language metaphor (the conduit metaphor).
For example, the metaphor of resonance comes from music. Many
cultures express themselves in terms of musical metaphors (being
in harmony, moving with the flow or the force of nature, etc.).
Hence, meaning is transferred through resonance and empathy. Many
cultures also organize themselves around metaphors of visual space
and embed themselves into movements within that space (non-verbal
communication, ideography, metaphysics of the quaternity, symbolic
dance, and sacred art). As noted earlier, the study of Structural
Epistemology is an attempt to understand the various ways in which
human information systems are organized knowledge across cultures.
It does not claim that only one metaphor of communication exists,
such as advocates of semiotics and formal linguistics do. It allows
several systems to co-exist and understands that within a given
culture only one of these systems may be legitimated and advocated
as the official metaphor of communication even though all three
communicative metaphors may co-exist within a society. In addition
to the cardinal metaphors of communication, the model of structural
epistemology is also concerned with how transducers constrain
and modify information. These transducers may be biological and
social. Just as biological transducers operate within a limited
frame within the electromagnetic spectrum, social transducers
also operate within frames of knowledge and belief. All of these
directly impact on how knowledge is processed, understood, and
conveyed within social systems. Knowledge is mediated through
cognitive categories and represented as language, resonance, and
visual space.
The rationale for this different approach to communication systems
comes from the distinction between the study of substance or structure
and the study of form or pattern. In studying substance, one asks
what it is made of. In the study of form, one asks what its pattern
is. The former has to do with quantitative research while the
latter is qualitative in nature. The study of patterns is important
for human systems research because it reveals the emergent properties
of a system. These are the properties of organization. Without
organization, one does not have a system, merely aggregates. Vision,
speech, and hearing all have their own theories of substance.
What is being investigated here is their theories of self-organization,
their emergent properties, and their non-linear networks. Hence,
structural epistemology is about the emergent properties (the
systemic properties) of linguistic, visual, and auditory networks
within the context of human information systems.
LANGUAGE AND THE TRIUNE BRAIN: Earlier models of the cognitive
sciences focused on a theory of the brain. With the advent of
the second generation of the cognitive sciences, the focus shifted
to a theory of the mind. Currently, there is an overlap between
the two traditions. Lakoff and Johnson (1991) are more concerned
with a theory that embodies the mind. Their theories do not fully
reside there, but their quest is to account for how the mind is
embodied. Fauconnier and Turner (2002), on the other hand, are
more concerned with mapping networks and integrative functions
within the mind. Before resolving this issue, one must ask just
what the brain is. Which part of the brain do these theories address?
The human brain is not one, but three: the reptilian, the limbic,
and the neocortex. Each of these areas of the brain performs different
functions and emerges phylogenetically and developmentally from
different paths.
THE TRIUNE BRAIN AND ITS FUNCTIONS
The Triune Brain Function Commentary
The Reptilian Brain
The reptilian brain is preverbal and controls autonomic life functions
such as the heart and the lungs. It is concerned with fundamental
needs such as survival, physical maintenance, preening, and mating.
It is similar to the brain possessed by reptiles that preceded
mammals about 200 million years ago. Its impulses are instinctual
and ritualistic. It lacks language.
The Limbic or Mammalian Brain
The limbic brain is involved in bonding needs, including emotions
and attachment. It acts as the brain's emotion factory and creates
chemical messages that connect information into memory. Retention
of information can be significantly increased when it is presented
in an emotionally charged context. The limbic brain is common
to all mammals and evolved about 60 million years ago, after the
dinosaurs perished.
The Neocortex
The neocortex controls such high-level processes as logic, creative
thought, language, and the integration of sensory information.
It is divided into two hemispheres. This brain is found in all
mammals and is most developed in Homo sapiens. It constitutes
five-sixths of the toal brain mass and has evolved over the last
million years to produce the human brain.
Where does the embodied mind fit into this system of the triune
brain? When Lakoff and his colleagues refer to body schemas, which
parts of the brain are they addressing? It appears that the concept
of the embodied mind has to include both the limbic and the neocortex.
It has to include the limbic system because of Lakoff's metaphor
of emotion within the context of the container schema. The problem
that one encounters in this model of the embodied mind is that
emotions belong to the limbic mind whereas the model for the container
schema is accounted for in the visual cortex, part of the neocortex
system. How does this schema connect the limbic system with the
neocortex? Philip Lieberman (2000) contends that linguists working
within the first generation of the cognitive sciences have predicated
their belief in language being a universal or innate function.
He argues contrary to Pinker (1994; 1997 ) and Chomsky (1972;
1975) and their assumption that language reside solely in Broca's
and Wernicke's areas of the brain and argues that it is dominated
by the primitive subcortial basal ganglia, structures associated
with the reptilian-amphibian brain. Damage in these areas of the
brain, he adds, can cause more harm to linguistic cognition than
damage to such areas as Broca's area. Various aspects of "high"
cognition are regulated by parallel circuits that involve the
basal ganglia and other subcortical structures. Hence, the functional
language system is a distributed network that involves parallel
processing traditionally associated with motor control. He adds
that the modular theories of the brain proposed by Chomsky have
more in common with computers than to the constraints of evolutionary
biology that structure the anatomy and the physiology of the human
brain . Hence, human language is not a separate functional module,
but a functional neurological system made up of many separate
abilities. Within this context, language is a device for coping
with the world. It is a remarkable by-product of remote reptilian
ancestors that were coping to survive, practiced their abilities
to avoid hazards, seize opportunities, and survive for another
day. Lieberman claims that language is not biologically special
and it is not based on recent developments within the human species.
It is predominantly a learned function. He notes that even the
ability to walk upright, which first generation cognitive linguists
often cite as evidence of an innate ability among humans, is a
learned skill.
Functions of the Reptilian Brain
Cerebellum The primary role of the cerebellum is to maintain balance
and coordination of voluntary movement. The cerebellum initiates
movements and is required to make these complex motions work correctly.
It also plays a role in learning movement skills.
Medulla The medulla helps control bodily functions such as respiration,
digestion, and heart rate.
Midbrain The midbrain aids in many sensory and motor functions
Pons The Pons passes and receives information about movement
Brain Stem The brain stem includes a bundle of nerves connected
to the spinal cord which allows the body and the brain to communicate.
Given these functions within the reptilian brain, cognitive scientists need to explain how these functions emerge as cognitive schemas. How, for example, does the amygdala transfer fear, anger, social attraction, and sexual response into motor schemas that emerge as cognitive constructs associated with the language of fear, anger, and social attraction? What role does the thalamus play in the construction of body schemas that emerge as orientational metaphors in language? What role does the hypothalamus with its the four F's of feeding, fighting, flight, and fornicating play in the emergence of cognitive schemas associated with war metaphors? What role does emotion play in the rational thought? There is much more to do within the embodied mind model than linguists have even addressed. There is not just one brain but three. One is used for instinct, another for emotion, and still another used for intellect.
THE THEATER OF THE MIND: Evidently, most of what Lakoff and
his colleagues have considered in their theory of the human brain
is the neocortex region. Linguists are aware that the mind is
embodied, but they have not even begun to address seriously how
these links with the tribunal brain account for motor schemas,
cognitive schemas, integration and cognitive blending. The reason
why linguists have failed in this attempt is obvious. They have
not even begun to consider how the brain and its functions relate
to human language. Much has been predicated on inferences based
on the modular theory of first generation cognitive scientists.
Even those who are operating within the second generation of the
cognitive sciences have addressed this problem from the perspective
of the neocortex rather than from the other parts of the triune
brain. There is nothing wrong with this approach except that what
linguists are engaged in is not a theory of the brain, but a theory
of the mind, the neocortex. In particular, they are operating
within a dramaturgical metaphor called the theater of the mind,
a theory about language and its function within the neocortex
(St. Clair, 2004). The theater of the mind is a dramaturgical
metaphor that continues to resurface in the history of ideas (St.
Clair, 2002, Chapter Four). One of the clearer statements of this
concept can be found in the work of Erving Goffman (1959; 1974).
He argues that human beings present themselves to others in the
stage of life. They are playwrights in that they construct their
own personal and social scripts, life goals. They are actors in
that they perform the roles that they have created for themselves.
They are critics in that they evaluate their own performance while
in the presence of others. They are set designers in that they
dress themselves and their environments to fit the roles that
they have selected for themselves in life. In the cognitive blend
model, it is assumed that several inputs are somehow selected
and placed in a mental space where they under simulations. If
the running of the blend works, understanding is said to result.
What is missing is the fact that inputs into the cognitive blend
do not only come from the context of the social situation, but
is also orchestrated by a playwright, the individual who has his
own script, stage directions, and audience. However, this playwright
has to be able to rewrite his plays while interacting with others.
This is because the others in his life, especially the significant
others, are also sharing his stage and running their own theatrical
productions. This social aspect of human interaction needs to
be incorporated into cognitive blending theory. One does not stand
alone on stage without an audience, stage hands, and fans. Life
is predicated on a series of mini-dramas and it is argued within
this framework that these mini-dramas constitute the scenarios
or social schemas that motivate human interaction. Life is dominated
by the metaphor of play, a dramaturgical metaphor.
It is important because the blend is where the theater of the
mind occurs. After one has constructed a imaginative context,
then one is able to refer to events, actions, and social scripts
within that context. This is because the cognitive blend constitutes
the theater of life. In his discussion on metaphor and metonymy,
K?vecses (2002: 145) struggled with certain tropes. For example,
he asks how one can distinguish between metaphor and metonymy
since so many tropes suggest metaphorical origins.
Metaphoric Expression: The creampuff was knocked out.
Metonymic Expression: We need a new glove.
He claims that the metaphoric expression can be rephrased as
simile; the metonymic expression cannot.
The boxer is like is like a creampuff.
*the third baseman is a new glove.
He concludes that this test clarification between metaphor and metonymy provide further evidence that these are two different kinds of figurative language and they have different kinds of functions. Metonymies operate within the same domain and have to do with the relationship of the whole to its parts.
They stood at the altar (part of the scenario for the whole)
She took the pill (the category for one of its members)
The crown addressed the people (synecdoche, a special case of
metonymy )
He notes that metonymy is often used for participants who are involved in some kind of prototypical action. Instrument for action: to shampoo
Agent for action: to butcher, to author
Object involved in the action for the action: blanket the bed
Result for action: a screw-up
Manner for action: he tiptoed
What is interesting about metonymy is that it requires contextualization. This suggests that the process is closely related to visual thinking. One has to visualize a scene before articulating how its parts are closely connected to each other. Therefore, in metonymy one has to visualize the contexts of the situation. What one is trying to create in the blend is a stage scene or a play. Elements are chosen to be inputs into a possible dramaturgical blend. If the blend works, it becomes the context for numerous linguistic expressions involving metaphor, and metonymy. If the blend is a potential metaphor, it appears as simile, a possible blend . Consequently, the theater of the mind provides the context for the generation of other metaphorical and metonymical expressions after a blend has been successfully run.
THE VISUALIZATION OF CONTEXTS: Metonyms are highly contextualized. They require detailed visual scenes in which its various parts are related and integrated into a whole scene. The restaurant scene discussed in an earlier chapter provides such a situation. In a restaurant, there are people who perform certain roles and each of these roles comes with its own social script.
Explicandum Dramaturgical Blends
Bakhtin noted that when two people are conversing face-to-face,
each sees what is behind the other. Each speaker, however, is
not aware of what is behind him. In the theater of the mind, both
place this background on the stage located between them. They
use this shared stage in order to interact with each other and
better understand the context of the situation. Each person acts
as a playwright and creates his own theater of the mind. Each
creates his own blend of what is happening. If these individuals
create different scripts of the same situation, they will create
separate blends. They will also play different social roles, and
stage the events in disparate ways. Each has constructed a different
social reality of the shared event. Each has a different script
theory.
The Restaurant Schema under Social Script Theory
Event Frame Dinning at a restaurant
Social Roles Waiter, customer, cashier, busboy, manager, cook
etc.
Episodic Functions Enter a restaurant. Approach the host. Have
someone direct the customer to a table. Have someone bring a menu
to the customer. The customer peruses the menu. Have the waiter
approach the customer and ask for an order. The customer puts
in his order. The water leave and eventually returns with the
food. The waiter signals the end of the main meal by asking about
deserts. The waiter customer signals the end of the meal by asking
for the bill. The waiter brings the bill or the check. The customer
either pays the waiter or pays the cashier. The customer pays
the cashier. The customer may leave a tip. The customer leaves
the restaurant.
Lexicon Waiter, customer, table, main meal, deserts, tip, cashier,
restaurant, the bill, the check, the menu, etc.
Script Enter a restaurant, approach the cashier, get assigned
to a waiter, go to your assigned table, accept the menus, read
them, make an order, wait for the meal, eat your meal, discuss
the topic of conversation during the meal, wait for the waiter
to ask if you want to have a dessert, order the dessert (0ptional),
receive the bill, leave a tip, pay the cashier, leave the establishment.
Each person in the restaurant has his own social script. The waiter, for example, knows his duties and how to perform them. He knows his customers by what they order, what table they are sitting in and what section of the restaurant they are located at. Hence, he may refer to a person in these contexts by means of metonymy.
The ham sandwich wants more coffee.
Table five is leaving.
I am working the back today.
SCENARIOS, SCRIPTS, AND EPISODES: One of the problems in metaphor theory has to do with the explication of the domain in which events occur. Much of this information is suggested as tacit knowledge. What is needed is a better definition of the situation and its structure. These can be found in more complex structures such as scenarios, scripts, and episodes.
Module Description
Scenario A scenario is a complex scene in which various actions
are concatenated and orchestrated. A play is one kind of scenario.
It consists of a whole story that is articulated in various parts
known as acts. Scenarios involve a large number of roles working
together. The restaurant schema is a scenario. It has its roles,
its functions, its own social drama. It is a recurring play that
has its own stage (front and back). The play begins when customers
enters the premises and closes when they leave.
Episodes Episodes are personal ventures that occur with a scenario.
These will be discussed under plot structure. Many individuals
personalize aspects of a scenario and perform their own mini-dramas.
They have episodic lives.
Scripts These are the stage directions. They are social scripts
that tell individuals how to act out their own parts in a social
drama. The one who orchestrates a scenario has his own script;
those that are involved in articulating the various aspects of
this social drama have their own individual scripts. These scripts
constitute a part of the roles that people play in life. They
may include what kind of uniform to wear, what kind of things
to say, and so on.
The restaurant scenario has been discussed in some detail throughout this chapter. The same is true for social scripts. It is now time to look at episodes (St. Clair, 2002) and episodic memory (Tulving, 1983).
A literary study of episodes can be found in the study of plot structures (St. Clair, 2003). There are certain plots that occur over and over again in life. These plots have to do with the human condition, people and their fears, hopes, desires, etc. There are some 20-24 master plots that can be found in all forms of social drama (Tobias, 1993). Hence, the plots themselves are scenarios because they are concatenated scenes. However, these scenarios have subsections, subplots, and mini-dramas. These are the episodes. They are personalized accounts of individuals in a larger social drama. An interesting example of a scenario and its episodic functions can be found in the quest plot (St. Clair, 2003).
THE QUEST PLOT: The metaphor of the journey underlies the quest
plot. It represents a scenario that frames literary events along
a trajectory. The protagonist is the hero who begins his journey
in search for something that will dramatically change his life.
This action-driven plot dominates Western literature. These are
many tales about a hero who is on a journey. Sir Gawain and the
Green Knight, for example, is quest plot. So is the story about
the wanderings of Don Quixote, the Man from La Mancha. Dorothy
in the Wizard of Oz was also on a journey. The hero is obsessed
by this search. He is changed by the process. If his quest is
for a material object, he is enriched by the search. If his quest
is for psychological development, he grows cognitively during
the process. And, if the hero is on a spiritual journey, he is
raised to a new level of consciousness and the end of his journey
and acquires hard earned wisdom. He learns something about the
world and about himself. When the journey is completed, the hero
is usually wiser. He has earned his wisdom. There is always an
incident which motivates the hero to commence this journey.
" For Don Quixote it was his desire to become a knight. Even
though this first modernistic novel was meant to be a satire on
the chivalric novel, it does use the same plot structure of the
quest. Many heroes, however, have the assistance of a friend who
accompanies him. Don Quixote had Sancho Panza.
" Dorothy in the Wizard of Oz involves a quest plot. She
is unhappy and wants to change the circumstances of her life.
She is also on a quest. What is fascinating about the Wizard of
Oz is that there is not one quest, but four. In addition to Dorothy's
quest, one finds that the Tin Woodman is searching for a heart;
the Lion is seeking courage; and the Scarecrow searches for a
mind. However, each episode along the journey provides a challenge
for the protagonist. He may travel this path alone. Many heroes,
however, have the assistance of a friend who accompanies him.
Dorothy had the company of the Tin Woodman, the Lion, and the
Scarecrow.
THE STRUCTURE OF THE QUEST PLOT
The Scenario and its Episodes
Act One Act Two Act Three
The Question The Journey The Answer
One asks the question
The journey begins.
The hero leaves home.
He encounters obstacles
He has a helper The quest is fulfilled.
The moment of realization
The hero gains insight.
The hero is rewarded.
The quest plot has much in common with the morphology of the Russian folktale. The hero begins a journey. He leaves home to commence the search for an object. The villain enters the story. Along the way, the hero encounters many obstacles. He may have helpers. He may be falsely accused. Finally, his quest is fulfilled; he is rewarded. The story ends. In action plot stories of the quest, the complication of events may consist largely of chase scenes. There is a crisis, and a resolution. In the Western, there is a big showdown, a major gunfight, a major stand off. In adventure stories, the hero encounters a major task, the taking of a well-defended hill, the blowing up of bridges, breaking the enemy's code, etc. In the tales of the errant knight, he hero leaves home to fulfill his quest of saving a castle, obtaining the Holy Grail, or some other major quest. His rewards consist of ascending to the throne and winning the hand of the princess in marriage.
THE MALE QUEST: An interesting interpretation of the quest
plot in terms of a Jungian spiritual journey can be found in the
writings of Robert A. Johnson (1977a). He argues that the journey
taken by the knight errant is a spiritual one. He is not searching
for the real princess, but for the ideal women who is within himself.
In Jungian Depth Psychology, terms that men and women are androgynous
(1980). In each male (andros) there is a woman (gynos); and, in
each woman there is a man. These, as have been noted, are psychological
ideals. Karl Jung (1968) designates the female within each male
is known as the anima (Lat. feminine spirit). He argues that a
man is not whole or individualized until he comes to grasp and
understand this part of his own psychological being. The male
projects this ideal anima onto other woman. Projection is an unconscious
psychic mechanism. One does not decide on what to project onto
others. It just happens. Hence, he does not fall in love with
a person, but with a projected ideal. The anima is a personification
of an ideal woman that exists within the psyche of the male. A
woman also has a male ideal within her. This spiritual force is
called the animus (Lat. masculine spirit). It is an unconscious
force within her. It is a personification of the masculine ideal
within her. Hence, when a woman falls in love, she projects this
ideal male onto the other man. When a person falls in love, he
feels perfectly whole. Jung refers to this process as individualization.
This state of ecstasy, Jung notes (1980) is reminiscence of the
myth of Anthropos, the original man. Plato recounts the story
of the original man in the Symposium. The original human beings
were perfectly round. They had four legs, four arms, and two faces
which looked in opposite ways. These human prototypes were exceptional
beings. They possessed astounding qualities. They rivaled the
gods in their great intelligence. The gods feared the Anthropos
and envied their qualities. They wanted to reduce their power
and decided to cut the spherical beings into two parts; one was
male and the other was female. When one falls in love, he meets
his other half. In the reunion of these severed halves the anima
and the animus become individualized. What Jung finds important
about this myth of Anthropos is that they represent Archetypes
(the original types). The anima and the animus are the building
blocks in the psychic structure of every man and woman (Jung,
1980). The reunion of these archetypes is charged with psychic
energy. Their projections produce a state of numinosity. They
constitute a return to the original state of the original human
being; half male and half female.
Myths and fairy tales provide interesting examples of anima projection.
Robert Johnson has selected the myth of Parsifal's search for
the Holy Grail as an example of plot of the male quest. The Grail
myth arose in the twelfth century and spread throughout Europe.
The French have their version of this myth as told by Chrétien
de Troyes, and so do the Germans in the tale by Wolfram von Eschenbach.
The English version can be found in the stories of King Arthur
and his court (Le Morte D'Arthur). The version used by Sanford
(1974) is based on the French tale. The Grail myth is a story
about the male psyche. It is a story about mythological man. The
psychological adventure begins with the Grail castle. The Fisher
King is in misery. He has been severely wounded. He groans; he
cries and he suffers constantly. His wounds are fatal and yet
he cannot die. The misery extends throughout his kingdom: the
land is in desolation; the crops will not grow; the cattle will
not reproduce. Even among the privileged, the knights are killed
and maidens weep. All over the land, many parents die and their
children become orphans. All of this happens because the King
is wounded. This state of affairs came about years before when
the King was an adolescent. The story is told about him wandering
about the woods when he came onto a camp. It was a strange event:
all of the people where gone. He noticed a salmon on a spit roasting
over the fire. Because he was hungry and wanted to partake of
a piece of the salmon, he reached out to grab it. It was very
hot and as a consequence he burned his fingers. He was badly wounded
and put his fingers into his mouth to relieve himself of the pain.
He was wounded by a fish and from that time onward he was called
the Fisher King. The salmon, Sanford (1974: 9) notes, is a symbol
for Christ and he interprets this tale as a spiritual quest. The
hunger that the King felt was a spiritual one. The King has had
the taste of spirituality and will never be the same. The experience
has changed him. The Holy Grail is kept at the castle of the Fisher
King. He could be nourished by this chalice of the Last Supper,
but is unable to touch it because of his wounds.
At this point, the story turns from the Fisher King to a rustic
lad from Wales who is raised alone by his mother, Heart Sorrow.
He is untutored, naive and wears homemade clothes. One day the
youth was playing when he saw five knights riding by on horseback.
He was dazzled by the sight of scarlet and gold trappings, shiny
armor, shields, lances, and other paraphernalia of knighthood.
He rushes in to tell his mother that he saw five magnificent kings
and that he wants to leave home to join them. She tells Parsifal
that his father was a knight and was killed while rescuing a fair
maiden. His two brothers were also knights and were killed in
battle. She tries to detain him and fails. Johnson (1974: 5) notes
that the lad thinks that he is on a journey of perfection, but
in actuality he is beginning his journey of completion. He has
begun his question of individuation. Before leaving, she tells
him to respect all fair damsels, to go to church daily where he
can find food, and she instructs him not to ask any questions.
He leaves home to begin his journey to find the five knights.
Eventually, he comes upon a tent where he finds a fair damsel.
He cherishes her and takes a ring from her finger as a talisman.
She is waiting for her beloved knight and warns Parsifal to leave
lest he will be killed. He leaves and on his way he encounters
a powerful Red Knight. He wars a scarlet tunic and has red armor.
He stops the knight and asks him how he could become a knight.
The Red Knight is perplexed by the naive youth. He sends him to
King Arthur's Court. The Red Knight was at this court earlier
and overwhelmed them with his power. He left there with many gifts.
Parsifal's journey leads him to King Arthur's Court. He is brought
before King Arthur and asks him to enable him to undergo training
for the knightly arts. The kindly King agrees. A damsel at the
court sees Parsifal and bursts into laughter. He spends six years
at the Court and becomes a man. The damsel who laughed at him
now finds joy in his presence. An incident occurs at the Court
in which the damsel is insulted and Parsifal vows to revenge this
insult. He asks King Arthur for permission to have the horse and
the armor of the Red Knight who had threatened the Court six years
earlier. Parsifal sets out with his page to find the Red Knight.
They meet and have a duel. Parsifal kills the Red Knight. He pierces
him through the eye.
He mounts the horse of the red Knight and goes on to Gournamond
castle where he learns the ways of chivalry. He learns two lessons
from Gournamond. First, the only proper pursuit for a knight is
to search for the Holy Grail. This means that he must be no physical
intimacy with a woman or there is no hope for the Grail. The second
lesson that he learns is that when he enters the Grail Castle,
he must ask the question "Whom does the Grail serve?"
Parsifal begins his journey and soon comes upon the castle of
Blanche Fleur (White Flower) and finds a fair maiden in distress.
Sanford (1974: Chapter Four) argues in Jungian terms that she
represents the distress within himself. He saves her and continues
his journey to the Grail Castle.
Parsifal finally comes upon the great castle. He goes to the courtyard
and four youths come out to meet him. They prepare him to meet
the Fisher King. He is finally brought before the King. The whole
court of 400 knights and their ladies are in attendance. A great
banquet is served. The Holy Grail is passed about and each guest
makes a silent wish. Parsifal knows that he must ask the question:
"Whom does the Grail serve?" But, he also remembers
that his mother told him to ask no questions. Parsifal remains
silent. The King makes him the gift of a sword and after the banquet
Parsifal is led to his quarters and put to bed. In the morning,
he wakes to find that not a soul is to be seen. He knocks on doors
and even checks the courtyard, but all is empty. He mounts his
horse and goes over the drawbridge. It closes immediately upon
his departure. Miraculously, the Grail Castle disappears. Nothing
is left but the forest. Sanford (1974: 49) notes the Grail Castle
represents a place of precious feminine quality and that the Grail
is the epitome of all that is feminine. It is not a physical place,
but an inner reality or ideal. It is the experience of the soul
and a projection of his anima. Parsifal lost his opportunity for
his own spiritual and psychological growth when he did not dare
to ask the question that Gournamond advised him to ask. Instead,
he listed to his mother complex and it lost him his ability to
stay within the Grail Castle. Such is the nature of the Grail
Quest. It is a tragic journey. It represents what Parsifal cannot
have within his present state of consciousness. Parsifal is torn
between his masculine and his feminine sides. He is listening
to his sword-wielding mentality. He is out of balance. He must
continue the journey of the knight. He has not suffered enough.
The real battle that he is fighting is not outside of him. His
real enemies are not the other knights and their glorious deeds.
The real battle is within himself. He must confront his anima.
He must become whole. His journey is one of individuation. He
needs to recognize and develop the feminine side of himself.
THE FEMALE QUEST: Another description of the spiritual quest
can be found in the writings of Robert Johnson (1977b). He argues
that all psychological journeys begin with the mother. The male
leaves the mother and quickly learns to establish his ego boundaries.
He is prevented from being a "mother's boy" by his father
who wants him to exhibit his masculine side (the animus). One
of the consequences of this detachment is that the male will grow
up lacking a development of his feminine side (the anima). The
female also goes through a journey, but hers differs from that
of the male. She also finds her natal and psychological connections
with her mother and comes to identify with her at the most deep
and intimate levels. She does not learn to develop her own ego
boundaries. She becomes her mother. She identifies with nurturing,
caring, and loving. The major crises in her life will come about
with the occurrence of two tragic events. One is when her mother
dies and breaks the psychological bonding she depends on and the
other occurs when her children grow and she is left an empty nest
and with no one to nurture or care for.
Just as the tales of knighthood portray the male journey towards
individuation, there are also many significant stories which present
the trials and tribulations of the female journey. The Greek myth
of Amor and Psyche best represents the nature of feminine individuation
for Robert Johnson (1977b). The story begins in an ancient kingdom
in which a king and a queen have three daughters and one of them
is Psyche (Greek "soul"). She is beautiful and charming.
She is reminiscent of Aphrodite who was the goddess of femininity.
However, Psyche is the new Aphrodite. At this point the differences
between these two figures should be elucidated. Aphrodite represents
the unconscious. She was born in the water when the genitals of
the god Uranus were severed and she fell into the sea. Water is
symbolic of the unconscious. Psyche, on the other hand, represents
consciousness. She was born on land when a dewdrop fell on the
land and created her. Since she was not born in the sea, she was
born of the earth and she is symbolic of the consciousness. What
motivates the story of Psyche is her loneliness. She is worshipped
by many, but she is not courted. She is not close to anyone. She
is untouched, unrelated, and unmarried. Her father, the king,
is concerned for his daughter. He goes to an oracle for guidance.
The oracle is under the control of Aphrodite who is jealous of
Psyche. As a consequence, the oracle pronounces a terrible judgment
upon Psyche. She is to be married to Death. She is to be taken
to the top of a mountain where she will be chained to a rock and
left to be ravished by this awful and dreadful creature. Once
again the symbolism of this event merits comment. Her wedding
procession will be a funeral cortege. The flood of her tears will
extinguish the torches and leave her alone in the darkness. What
this means, in essence, is that a maiden dies on her wedding day.
She is to die at the hands of a man. It is not in her nature to
be subject to a man. Furthermore, marriage is a form of death
for any women. For her it is a total commitment. She is required
to change her name, to leave her home and friends, and to leave
her youth in order to enter into motherhood. For her, marriage
is a form of a sacrifice. What makes this so tragic is that she
is the one who is being sacrificed. The myth of Psyche is about
the psychological and spiritual evolution of the feminine soul.
She represents the end of feminine naiveté.
The other person in the myth of Psyche is the Greek figure, Eros.
He is the son of love and is known by several other Latin names,
i.e., Amor, and Cupid. His mother is Aphrodite. She wants things
to return to the way they were when she was in power. Hence, she
represents tradition and Psyche represents change. She instructs
him to enflame Psyche with love for her new husband, Death. Hence,
he plays the role of the animus within Psyche. When Eros goes
to entrust the arrow of love into Psyche, he falls in love with
her. He takes Psyche away from the mountain of death and brought
her down into the valley of Paradise. It would seem that the myth
would end here in paradise. However, it seems that all paradises
fail. The Garden of Eden had its serpent, and Psyche has her two
sisters. They are jealous of her. She is married to a good man
and she is living in paradise and they are envious of her situation.
They try to lure Psyche away from the garden paradise. When this
fails, they ask to visit her. She tells Eros of these events.
He senses danger and warns her about their intent. He makes a
covenant with her. If she disobeys him and breaks the covenant,
she will become a mortal. Furthermore, he tells her that under
these conditions of the covenant, he will leave her and punish
her with his absence.
Psyche is aware of the covenant and is torn by the demands of
her sisters. She allows them to visit her several times. It was
on their third visit that her sisters devised a devious plan.
They convince Psyche that her husband a serpent who wants to devour
her and her unborn baby. They tell her that they have a plan to
save her and her unborn child. In the middle of the night, when
he is in deep sleep, she must hold a lamp onto his face and sever
his head with a knife. Psyche agrees to their plans and makes
preparations to kill her husband whom she perceives as a serpent.
At night, Eros comes to bed with Psyche and he falls into a deep
sleep. Psyche takes the lamp and holds it up to his face. She
is bewildered by him. He has the face of the god of love, the
most beautiful creature on Mount Olympus. She is terrified by
her intent to kill him. She thinks of killing herself instead.
She drops the knife and in her movement she accidentally pricks
herself on one of his arrows. The result is predicable. She immediately
falls deeply in love with him. She is still holding the lamp (of
consciousness) before him and drops of oil fall on his right shoulder.
He wakes in pain and being a winged creature, he takes flight.
Psyche clings to him and is carried away out of paradise. She
cannot hold on any longer and falls to the earth. She is exhausted
and feels desolated. Eros tells Psyche that she has disobeyed
the covenant. She and her child to be are to now to become mortals.
Eros flies away and leaves her forever. He flies back to his mother,
Aphrodite. He takes refuge in her.
This myth of Psyche is part of the quest plot. The sisters of
Psyche represent her shadow. They are the forces around her that
will cause her to become conscious of her animus. In this new
state of consciousness, she will come to know Eros as he really
is. However, this lesson of life has been earned at great expense.
He has been death to her. The maiden and the innocence in her
had died. The lessons of life that she were destined to learn
from her first marriage were avoided only to return in a different
form in her marriage to Psyche. Psyche can no longer depend on
Eros. She must now learn to develop and to express her own inner
Eros, her animus. It is interesting to note that Psyche did not
use the knife on her husband. The knife and the sword are things
that men use. What she did was concomitant with her feminine side.
She used the lamp of consciousness, a feminine symbol. The oil
that burnt Eros is also a feminine symbol for oil supplies the
lamp with light. Consciousness plays an important part in this
myth because it enable Psyche to go from "falling in love"
with Eros to "loving" him. To fall in love is a divine
illusion. It does not last. Loving someone is not an illusion.
It is durable and realistic. When Psyche becomes a mortal, she
no longer sees Eros as a god. She sees him as he really is and
she has survived the experience. In Greek mythology, a mortal
who touches something super mortal or godly never lives to tell
the tale (Johnson, 1977b: 32). Psyche has encountered the god
of love and has lived to tell the tale. She has lighted the lamp
of consciousness and expected to see a beast, but she saw the
god of love. She came to understand her animus and has demystified
it. In Jungian terms, she has become individuated.
The Jungian models of the male and the female quest is concomitant
with Western literary models of the hero and the heroine. They
also reflect much on psychoanalytic thinking (Whitmont, 1969)
in which argues that all psychological development begins with
the mother archetype and the path away from the mother is different
for males and females. The male comes to associate emotions with
his mother and is taught at an early age to deny his emotions
so as to distance himself from other women and to consolidate
his commitment to male bonding. He takes on activities which prove
his maleness and he castigates males whom he considers to be emotional.
This act of machismo occurs across a wide variety of cultures.
The challenge that the male must go through before becoming psychologically
mature is a simple one. He must recognize his own emotionality.
He must accept the anima within himself. The journey of the female
away from the mother differs from that of the male. She is closely
aligned with her mother. She has defined herself in terms of her
mother and has identified with her ego boundaries. Her world falls
apart when her mother dies or when her children leave home (the
empty nest syndrome). Her challenge is life is also a simple one.
To attain psychological maturity, she must define her ego boundaries.
She must recognize that she is an individual who is separate from
her mother. The part of her that is male, her animus, must be
recognized. She has to become more assertive about her own goals
and values in life.
The plot quest represents a scenario in which various parts of
the whole are concatenated in the form of a journey, a quest.
This journey is not the same for all. Men and women have their
own psychological journeys. These journeys constitute the episodes
in their lives. These are also structured and can be defined in
terms of their parts. People who imitate these personal quests
are, in essence, leading episodic lives. Other kinds of episodic
ventures can be found in the social games that people play.
SOCIAL GAMES AS EPISODES: Johan Huizinga (1955) advanced the
hypothesis that play is a significant part in culture. This is
because it transcends the immediate needs of life and enables
one to pretend. Furthermore, it allows one to impart a special
meaning to the daily patterns of life, and transforms the ordinary
into the divine. He sees in the Greek drama the embodiment of
this situation whereby the enactment allows one to recapitulate
and identify the act with its mystical origin. Some acts or dramas
are represented as imitative acts of life [mimesis] and others
involve actual participation, a methectic event. He notes that
the rite is a unit of action, something acted (dromenon). When
one performs a rite, it represents a cosmic happening. Hence,
what one tries to do in representing a ritual act is to identify
with the original event (Huizinga, 1955: 14-15). This is why Huizinga
attributed cultural significance to plays. They provide the opportunity
to crate new images and to manipulate old established ones. Social
dramas actualize anew and recreate events that have been already
established. Social dramas have the unique function of maintaining
symbolic order. Huizinga was a social historian, but his concept
of the cultural significance of play can also be found among phenomenological
sociologists. (Berger and Luckmann, 1966). The re-enactment of
the symbolic event reifies the experience and convinces the participants
in the drama that they are indeed dealing with the appropriate
social reality.
The concept of play, as Huizinga has noted, has many similarities
with that of an illusion. As noted earlier, this should not be
surprising since the word "illusion" comes from the
Latin word in ludo, which means "in play." But there
are differences. Play has its rules and regulations and these
determine how the outcome will enfold. In play, Huizinga adds,
people wear masks and become another person (cf. Greek, persona
"mask"). But the actor does much more than wear a mask;
he re-presents a special happening, a symbolic act. His representation
is a mystical event, a cosmic happening. This comportment, however,
differs significantly from an ordinary stage performance. The
drama, in this case, is memethic. It is acted out. Whereas in
the case of the stage production it is mimetic, it imitates life.
Hence, for Huizinga, play takes on ritualistic dimensions; they
correspond to the re-creation of a cosmic event. It becomes an
enrapturement. Its raison d'être is mythical. Obviously,
he has a reason for creating this dichotomy between the sacred
and the profane. For him, play is sacred and work is profane.
They belong to separate domains. There is another explanation
within the contexts of structural epistemology for the differentiation
between work and play in European cultures which Huizinga has
overlooked - play is dialectal and involves the exploration of
new mentalities, whereas work is rhetorical and is involved in
the predefined constructs of a given system in which options are
either severely limited or controlled. This shift in the rationale
for the distinction between work and play also enables one to
explain why, for some people at least, their work is a form of
play -- they have the freedom to explore and redefine their work
place whereas others do not.
Huizinga's theory of play went unchallenged until the work of
Roger Caillois on Les jeux hommes appeared in 1938. What followed
in this treatise was a brilliant critique in which Caillois demonstrated
how Huizinga seemed to ignore some forms of play and even minimize
others. Callois expanded on the range and the diversity of the
forms of play. He noted how Huizing failed to elaborate on the
various needs served by the phenomena of play within the larger
context of culture theory. Caillois argued that there are four
basic types of play:
Ludus Games that require skill and patience
Agon Games of competition, contests
Alea Games of chance, dice
Mimicry Games of simulation, mimesis
Ilinx Games of vertigo, whirpool
Paidia Games of uncontrolled fantasy
These four types of play are linked in a continuum ranging from LUDUS or skilled games at one end to PAIDIA or games of fantasy on the other. The reason why these types of games are of interest culturally is that they are not equally dominant in all societies. For example, some cultures are agonistic and others are not. They may have a propensity for a fatalistic (aleatoric) view of life. Most of Huizinga's discussion of games, it should be noted, tended to deal only with memetic cultures. Hence, these groups differ culturally.
THE MAJOR CATEGORIES OF GAMES
ROGER CALLOIS
AGON ALEA MIMESIS ILINX
Demonstrated by Competitive Sports Manifested by Gambling The
Life of the Theater Evidenced by the Frenzy of the Roller Coaster
The Contest, Confrontation Cultures Fatalistic Culture Escapist
Culture Panic Culture
Individuals want to compete, winning is everything. People take
chances with their lives and their possessions Individuals want
to escape into another world, they want to hide in the illusions
of others The ultimate escape through self destruction, flirting
with death, and with various states of mental frenzy
AGON: There are many examples of agonistic games. Boxing is agonistic. It requires two competitors who fight with each other in the ring in accordance to certain rules. The winner is the superior fighter, the one with the greatest physical skills of toughness, stamina, speed, and boxing talent. Football is another example of an agonistic game. In this case the battle takes place on a field which is marked off into competing territories. A quarterback heads the team. He organizes the plays and leads his team to victory. The team that has reached the goal line the most after a stipulated period of time wins the game. The skill in this case is a team effort; it involves the physical strength and agility of the players and the mental alertness and perspicacity of the team captain. Chess is another type of agonistic game. The players compete on a board with opposing rows of chess pieces. The object of the game is to attack and conquer the king. The moves are regulated. Each piece has certain constraints on how it can move, when it can move, and where it can move. The winner of the game conquers his opponent through the use of his mental skills, experience at chess, and employment of strategic moves.
ALEA: There are many examples of games of chance. The lottery is a well-known aleatoric game. It involves the buying of tickets from some commercially recognized establishment. The tickets have been officially coded and given a lucky number. Once a month, the winner of that lucky number is revealed to the public. Those who favor the lottery, sweepstakes, or similar aleatoric enterprises do so on fate. They have no guarantees that they will win. They have no skills that they can employ to enhance their chances. All that they can do is wait for the die to be cast. It is all a matter of chance.
MIMESIS: The most obvious example of the game of mimesis is the stage. Theaters are houses of illusion. They are chambers of escape. They are places where the audience escapes from the profane world of everyday interaction to enter into a sacred space where heroes are bigger than life and the villains are more evil than iniquity itself. The earliest stages were allegorical. The messages of these passion plays dealt with matters of apocalyptic proportions (Burns, 1972). Its characters were the traits of the good, the bad, love, hope, and charity.
ILINX: Ilinx destroys reality. It is an attempt to escape into
another reality, a different form of the senses. Whereas the games
of alea and agon are attempts to replace reality with an idealized
version either by effort or by change, ilinx is an attempt to
escape the status quo completely. Caillois (1979) argues that
ilinx is the desire for disorder, a desire for destruction. This
is the game of the drug culture, the game of destruction. For
those who are involved in the sport, it is a form of escape into
another reality; but, for those who witness the event from the
outside, it is a game of death. Such is the game of vertigo.
The underlying tenet of Huizinga's fascination with play can be
found in the third chapter of his book Homo Ludens. He argued
that cultures use play to express its interpretation of life.
He is not saying that play turns into culture, but that the play
metaphor pervades culture. One wonders if such a claim can still
be maintained. With the advent of television, children are exposed
to many kinds of episodes involving competition, social drama,
fortune, and dismay. They model their lives on these social games
and the result is that they incorporate these episodic events
into their own lives. Hence, social games are about episodes (Berne,
1964; 1974; Steiner, 1971).
Script theory (St. Clair Thomé-Williams and Su, 2004) is
an attempt to structure the context of the situation. Although
it is called script theory, the model really addresses other kinds
of social organization through language. It includes scenarios
(plays and other social dramas), episodes (social games and dramas),
and social scripts (stage directions, social recipes, and structured
definitions of roles). These social events are seen as prototypes.
One has a prototypical role, for example, on how to function as
a waiter. Many individuals may decide to modify those roles, revise
them, or interpret them in a different manner. These changes make
them non-prototypical roles, but they are still referenced with
regard to their ideal types, prototypes.
CONCLUDING REMARKS
In this chapter, the paradigm that constitutes the second generation
of the cognitive sciences has been explicated. The changes that
have taken place in cognitive linguistics are revolutionary. Linguistics
is no longer the study of form. Communication is not about language,
but about thought. Meaning is not to be found in words and sentences,
but in the successful simulation of a blend. The implications
of this new model for cross-cultural studies are numerous. In
the next chapter, some of these will be discussed under the anatomy
of social metaphor.
For more than two millennia, philosophers have down played the
significance of metaphor as an instrument of cognition. With the
advent of cognitive linguistics, however, there has been a renaissance
in metaphorical thinking. In other words, analogical thinking
plays a major role in human cognition. It is by means of analogical
thinking that verbal metaphors are constructed and sometimes blended.
It is by means of analogical thinking that tonal metaphors are
generated. The circle of fifths in music theory, for example,
involves the codification from one key into another. The first
forms the source for the second. Finally, it is by means of analogical
thinking that visual information is placed on a cognitive space
to convey information.